Executed May 20, 2010 at 6:14 p.m. by Lethal Injection in Mississippi
21st murderer executed in U.S. in 2010
1209th murderer executed in U.S. since 1976
2nd murderer executed in Mississippi in 2010
12th murderer executed in Mississippi since 1976
(Race/Sex/Age at Murder-Execution) |
Birth |
(Race/Sex/Age at Murder) |
Murder |
Murder |
to Murderer |
Sentence |
||||
(21) |
Gerald James Holland W / M / 49 - 72 |
Krystal Dee King W / F / 15 |
04-02-93 |
Citations:
Holland v. State, 587 So.2d 848 (Miss. 1991). (Direct Appeal)
Holland v. State, 705 So.2d 307 (Miss. 1997). (Direct Appeal After Remand)
Holland v. State, 878 So.2d 1 (Miss. 2004). (PCR)
Holland v. Anderson, 583 F.3d 267 (5th Cir. 2009). (Habeas)
Final/Special Meal:
A medium-rare steak cooked with onion and garlic; a baked potato with cream cheese, bacon bits and chives; salad with bleu cheese dressing; Brussels sprouts with jalapeno cheese sauce; apple pie and a 1-liter Pepsi.
Final Words:
"I'm really deep down in my heart sorry it happened," Holland said before reading the 23rd Psalm from a paper held by the prison chaplain. "I wish this would bring her back. I want you to know that I'm very sorry this ever happened. I knew it was wrong but it was alcohol, despair and temper that caused it. That's it."
Internet Sources:
Condemned inmate Gerald James Holland apologized to the family of his victims in his final statement before being executed. “I want you to know I am sorry,” said Holland, who blamed his actions on alcohol, despair and his temper. Holland raped and killed 15-year-old Krystal Dee King of Gulfport in 1986.
Earlier in the day, Corrections Commissioner Chris Epps said Holland had accepted his fate. At 6:14 p.m., Holland was pronounced dead. The victim’s family showed little emotion during the execution.
Holland's attorney Steven Orlansky visited with him at 3 p.m. that his pleas for clemency had been denied by the governor and U.S. Supreme Court. Orlansky was Holland's only visitor today and he made no telephone calls. Holland, 72, was talkative all day, Epps said earlier.
For his last meal, he requested a 14 ounce T-bone steak, baked potato, brussel sprouts, salad, apple pie and a liter of Pepsi. Epps said Holland ate most of his last meal. Holland has donated his body to the state and he will be buried on the prison grounds.
"Second inmate in two days executed at Parchman," by Jimmie E. Gates. (May 21, 2010)PARCHMAN — It took nearly 24 years, but a measure of justice came for the family of Krystal Dee King when Gerald James Holland was put to death Thursday evening. Holland killed King on Sept. 12, 1986, the day she was to celebrate her 15th birthday.
He apologized to her sister, Marcie Walker, who was 11 when Krystal was killed. "I want you to know I'm sorry ... It was because of alcohol, despair and temper," Holland said moments before he was administered the lethal injection. He was pronounced dead at 6:14 p.m.
To the end, Holland, 72, was talkative and expressed regret for killing Krystal King, Mississippi Corrections Commissioner Chris Epps said.
Earlier in the day, Gov. Haley Barbour refused Holland's request for clemency. The U.S. Supreme Court also rejected any appeal for Holland. His attorney, Steven Orlansky, of Jackson, gave him the news late Thursday afternoon.
Afterward, Holland told Epps, "I got the news, but it wasn't good news."
Epps, who has witnessed 13 executions, said Holland knew his chances of avoiding death were slim to none.
But Epps said he did not get the sense Holland was remorseful.
"He admitted killing Krystal, but he didn't give a reason why," Epps said. Holland also denied raping the teenager, but tests revealed she was raped at least twice.
Family members of Holland visited him last week, but none was present on his final day.
His sister, brother, sister-in-law and nephew were on his visitation list. But Holland requested none witness the execution. He didn't even want his attorney present.
Mississippi State Penitentiary Chaplain James Whisnant was the only person Holland wanted with him at the execution.
For his last meal, Holland consumed a 14-ounce T-bone steak, baked potato, brussels sprouts, salad and apple pie. He drank a liter of Pepsi.
Holland had been married twice, but Epps said he did not appear to have close family ties.
King's body was found in a shallow grave near Saucier in northern Harrison County. Holland's roommate led authorities to her grave. Jerry Douglas lived at the same rooming house as Holland.
Published reports said King's nude body was recovered beneath about 1 1/2 feet of sand. A bed sheet, plastic garbage bags, chunks of cement, and a cement bag were on top of the body.
King was a runaway at the time. She went to the rooming house where Holland lived to meet someone who apparently was not home, according to authorities.
Holland initially claimed in an audio-taped confession that King was accidentally stabbed when he tried to take a knife from her during a scuffle.
But an autopsy showed she was beaten about the face and raped about an hour before her death.
Her underwear had been stuffed down her throat and she had been strangled to death with a piece of her shirt, New Orleans pathologist Paul McGarry testified at Holland's trial in 1987.
King had been a ninth-grade student at Central Junior High in Gulfport.
Holland once worked as a janitor at the federal courthouse in Gulfport.
At trial, Orlansky argued Holland suffered from a brain injury caused when he was a teenager.
In a statement to The Clarion-Ledger, Orlansky said Thursday that Holland was remorseful.
"Gerald's actions on Sept. 12, 1986, were the horrific results of anger and frustration related to his divorce, which just had been finalized, fueled by extreme alcohol abuse throughout the preceding day and night. He was immediately consumed with remorse as evidenced by his crying throughout the next day and asking one of the arresting officers to shoot him.
"He has consistently expressed that remorse to me throughout the years that I have known him, and would have done anything if he could turn back the clock to give back the young life he took," Orlansky said.
Holland requested his body be released to MDOC. He will be buried on prison grounds in a casket constructed by inmates, Epps said. To embalm and bury Holland will cost about $300, he said.
Epps said as many as five more executions could be scheduled for the remainder of this year.
TIMELINE
•Sept. 12,1986: Krystal Dee King, 15, is beaten, raped and strangled to death in Harrison County.
IN PRISON
During his nearly 23 years in the custody of the Mississippi Department of Corrections, Gerald James Holland had at least nine infractions. Among the reasons he was cited were possession of unauthorized items on several occasions, refusing to remove towels from cell bars and window, intentionally flooding cell commode and refusing a staff order to get a haircut.
Mississippi Department of Corrections
Mississippi Department of Corrections
1 HOMICIDE- 04/02/1993 ADAMS DEATH
INMATES EXECUTED IN THE MISSISSIPPI GAS CHAMBER
Gerald A. Gallego White Male Murder 03-03-55
PRISONERS EXECUTED BY LETHAL INJECTION
Tracy A. Hanson White Male Murder 07-17-02
"Another inmate put to death; Second execution this week in Mississippi," by Jack Elliott Jr. (Associated Press • May 21, 2010)
PARCHMAN - Gerald James Holland, convicted for raping and killing a 15-year-old girl, was put to death by lethal injection Thursday in the state's second execution in as many days.Holland was declared dead at 6:14 p.m., said Tara Booth, a spokeswoman for the Department of Corrections.
Holland, who was the oldest prisoner on death row at 72, was convicted of raping and killing Krystal King, 15, of Gulfport on her 15th birthday in 1986.
For his last meal, Holland requested a medium-rare steak cooked with onion and garlic; a baked potato with cream cheese, bacon bits and chives; salad with bleu cheese dressing; Brussels sprouts with jalapeno cheese sauce; apple pie and a 1-liter Pepsi.
He requested a sedative before the execution and was to be given Valium. He asked to be buried at the penitentiary.
Court documents and Holland's conversations with prison officials detail some of the circumstances leading up to the slaying, although Holland did not admit to raping the girl.
King and a friend went to Holland's home on Sept. 11, 1986, the day before King's 15th birthday. Epps said Holland told him he had been drinking heavily at home that night. Court records show Holland's wife and daughter left him in July or August, and that he had talked about his divorce to King and her friend.
Epps says Holland claims he received a letter about his divorce being final the same day King came over.
King was killed the next morning. Prosecutors said she was raped, beaten and stabbed, and an autopsy showed the cause of death was asphyxiation from a ligature placed around her neck and clothing stuffed down her throat.
But Holland originally claimed her death was an accident. He and another man, Jerry Douglas, disposed of the body. Douglas reported the slaying to police and testified against Holland at trial.
Holland was convicted of capital murder and the underlying crime of rape in 1987 and was sentenced to death.
The Mississippi Supreme Court in 1991 upheld Holland's conviction but threw out the death sentence. He was re-sentenced to death in 1993 by a Harrison County jury. The Mississippi high court upheld the second death sentence in 1997.
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landlord11 wrote:
"Delay looms as big issue in execution cases," by Leilani Salter. (5/24/2010 7:28:50 AM)
We can know this: Before being put to death by the state of Mississippi last week, Woodward had reached the age of 62. That’s more than 2 1/2 times the lifespan of Rhonda Crane, who was 24 when she was kidnapped, abused and shot in the head in Perry County. And before being put to death last week, Holland had reached the age of 72. That’s almost five times the lifespan of Krystal King, who was sodomized and strangled in Biloxi on her 15th birthday.
Holland, by the way, was senior among Mississippi’s Death Row inmates, but was not the oldest person executed in that state. John Nixon got that distinction five years ago when, at 77, he was administered a lethal injection for crimes committed 20 years earlier.
People support or oppose the death penalty for myriad reasons.
Supporters say it is a deterrent, will reduce crime, that the severity of a punishment should match the severity of a crime. They say rehabilitation fails. Killers, especially killers who are a continuing threat to the public, deserve what they get. And they claim backing by the Bible.
Opponents say it is not a deterrent, that rehabilitation can work, that the risk of executing innocent people is too high and that racial prejudice cannot be eliminated from trials and sentences. Some claim life in prison is actually more severe — forcing killers to remember their acts daily. And, as with supporters, they point to Scripture.
Cost is an issue raised by both sides. Supporters point to the expense of housing, guarding and feeding a person serving life without parole. Opponents point to the costs of the many appeals and processes that precede executions.
Some arguments can be proved one way or another. For instance, it is true that no person, after execution, has been a repeat offender. Most people imprisoned and released after heinous crimes don’t, but some strike again.
Race is a factor that can be examined only in statistical terms.
From 1817 until 1972 when the U.S. Supreme Court declared executions unconstitutional, Mississippi executed 351 people, a rate of just over 2 per year. A racial breakdown was not available, but it’s probably safe to say black people were disproportionately represented.
Since the U.S. Supreme Court defined what it would take to make a death sentence constitutional — and Mississippi passed such a law in 1977 — there have been an even dozen executions, a rate of about one every three years. All have been men; three black and nine white.
As for the whole Death Row population, there are 55 men and three women; 26 white, 31 black and one Asian.
Regarding innocence, three men sent to Death Row in Mississippi in the past 33 years have been released due to wrongful convictions.
For Woodward and Holland, there was no question of guilt. Both did the crimes for which they were administered lethal injections.
But what is increasingly an issue — perhaps even a constitutional question — is how long is too long? Will the day come when courts will rule that death sentences are automatically converted to life without parole if the state doesn’t carry out a sentence within a fixed amount of time? Some will say the constant delays are a strategy by death penalty opponents. Perhaps that’s accurate. The longer they can keep their clients alive, the better the chances states or the Supreme Court will outlaw executions. When the court did that in 1972, hundreds of death sentences were commuted by states.
In Mississippi today, based on the two executions carried out last week, the average length of time between crime and the ultimate punishment increased to 15 years.
And even though he was the oldest person on Death Row at Parchman, Gerald James Holland had not been there the longest. That distinction belongs to Richard G. Jordan. He turns 64 on Thursday and has spent 34 years — more than half his life — awaiting execution.
Holland v. State, 587 So.2d 848 (Miss. 1991). (Direct Appeal)
Defendant was convicted in the Circuit Court, Harrison County, Kosta N. Vlahos, J., of murder and rape and sentenced to death, and he appealed. The Supreme Court, Prather, J., held that: (1) defendant was not entitled to instruction on manslaughter as lesser included offense; (2) defendant's confession was properly admitted; (3) State adequately complied with discovery request; but (4) defendant was prejudiced by jury's premature deliberations on sentence. Conviction affirmed and sentence reversed and remanded. Hawkins, P.J., dissented in part and filed an opinion.
PRATHER, Justice, for the Court:
I. INTRODUCTION
In September 1986, Gulfport police arrested 49-year-old Gerald James Holland for the murder of 15-year-old Krystal D. King. The Harrison County Grand Jury subsequently indicted Holland for capital murder and the underlying felony of rape. Venue changed to Adams County, where a jury in December 1987 found Holland guilty and sentenced him to death. Holland appealed. This Court affirms the conviction, overturns the death sentence, and remands for re-sentencing.
A. The Facts
2.
During the latter half of his teen-aged years, Holland moved with his family to Memphis where he completed his high-school education and received a “certificate of credits.” He left home at the age of twenty-one, and survived by working odd jobs. Holland explained: “[A]s I got older, I worked selling shoes, [became a] dental technician, and got into the electrical trade and stayed in it most of the time.” He accumulated over twenty years' experience as an electrician-with some vocational training in this field. He “lived and worked in different places,” married and divorced twice, fathered five children, and ran afoul of the law. His criminal record includes convictions for burglary, larceny (auto theft), and rape of a child. He received a four-year term in a Texas prison for the rape; however, he served only one year before being paroled in 1976. He moved to Gulfport in 1981. Five years later, his and Krystal's path crossed.
By that time, in June or July 1986, Holland's second wife had left him and taken their only child, Ina, with her. He was doing “contract work” on and off, and he had secured a roommate, 21-year-old Jerry Douglas, who introduced him to Krystal.
3.
Boyer and Krystal's visit lasted for a couple hours-during which time they watched “David Letterman” (a T.V. talk show) and listened to Holland small-talk about his divorce and the “divorce papers” which he had just received in the mail. Around 2:30 a.m., Boyer decided to leave, and Krystal remained behind. That was the last time Boyer saw her alive.
<4.
Holland returned to the house and, once inside, Douglas noticed that “he had a wild look on his face, his eyes were very big and glassy looking, and he was shaking.” At that point, Holland confessed: “My God, I killed her [Krystal], I killed her.” Id. at 1402. According to Douglas, Holland then explained that he and Krystal had had sex on the couch-after which she picked up his “razor-sharp” hunting knife located nearby and “started playing with it.” Holland and Krystal “winded up going into his bedroom and she [continued to] play with the knife.” Holland “took the knife from her and the next thing he knew it was in her chest.” “[H]e had stabbed her.”
Douglas noted that Holland changed his story a few minutes later: Holland told him that he and Krystal were “wrestling around on the bed and [she] rolled off the bed and she fell onto the knife.” Holland also told him that “he mutilated the body to cover up the stab wounds” and to “make it look like a sex fiend had done it.” And he explained that he had placed the body in his truck “to ... bury it and try and cover everything up.”
Douglas, under duress, accompanied Holland to bury Krystal's body. Douglas later contacted the Gulfport Police Department and informed homicide detectives-including Wayne Payne and Glen Terrell-about the murder. Upon hearing Douglas' story, the detectives acquired arrest and search warrants.
At approximately 11:20 a.m. on September 12, 1986, a Gulfport Police Department S.W.A.T. Unit executed the warrants; the Unit entered Holland's home, arrested him, and read him his Miranda rights. Miranda v. Arizona, 384 U.S. 436, 478-79, 86 S.Ct. 1602, 1629-30, 16 L.Ed.2d 694, 726 (1966). Detectives Payne and Terrell read Holland his rights three more times at the police station. Holland decided to waive them and confess.
HOLLAND: We had ... I think we had sex. I was pretty much drunk.... I don't even know if we did it or not and she was sitting in my lap and ... she saw my goddamned hunting knife. She started playing with it and she said let's go to bed, I'm sleepy. I said are you going to sleep on the couch or do you want to sleep with me? She says I'll sleep with you, so we went to the bedroom and she ... still had that goddamned knife in her hand. She was messing around with it like Zorro and all that bullshit. Typical kid at that point, I mean.
....
I was dodging [the knife] ... and I grabbed her wrist and I was going to take it away from her before one of us got hurt with it and then I bumped into her chest and she says I'm dead. Then things got kind of black there for a minute.
After confessing, Holland accompanied detectives to the burial site; they exhumed the body. An autopsy conducted by Dr. Paul McGarry revealed that Krystal had been brutally battered. McGarry described her injuries and their sequence.
The first injuries were of the face, over the sides of the face, over the center of the face, the lips, over the nose, the eyes, they were more swollen, they were the most advanced. About the same time frame, next in line, the injuries of the arms, forearms, wrists, knees, shins. In that same time pattern, the injuries to the genital region, the stretching and scraping and tearing of the vagina and rectal tissues.... These are produced by forceful penetration of the vagina and rectum by a structure that is able to distend and stretch and tear in a symmetrical pattern. In other words, a round-a roughly round structure penetrating and stretching the vagina and stretching the anus and rectum.... In order to produce these injuries all the [sic] around the edge, it has to be something not as firm and unyielding as a metal or wooden instrument. It has to be a part of a human body or something with that same texture consistency[-like a] male sex organ.
Next is the stab wound of the chest which went through the heart and through the aorta. Next after that is the ligature around the neck, the tying of the shirt tightly around the neck catching the hair in the shirt. Next is the blow to the back of the head which caught the hair that was in the ligature in that position and the last injury ... a pair of underpants ... was stuffed down the throat, down as far as the voice box....
Vol. XII, at 2184-85. McGarry stated that Krystal probably remained conscious during the entire ordeal until, finally, “she died of asphyxiation because of the ligature placed around her neck which closed off her airway, and the stuffing of clothing down her throat that obstructed her windpipe.” She probably did not die from the stab wound; indeed, she could have lived “as long as several hours” after being stabbed had she not been strangled. The stab wound did, however, contribute to her death. The mutilation of her genital area occurred post-mortem.
5.
B. The Issues
Holland appealed and presented numerous issues for disposition. These issues are addressed in the next section.
II. ANALYSIS
Before embarking on the analysis, this Court is reminded of its “commitment to heightened scrutiny” in capital cases. “All doubts should be resolved in favor of the accused.” See Jones v. State, 461 So.2d 686, 690 (Miss.1984) (“We reaffirm at the outset our commitment to heightened scrutiny on appeal in cases where the sentence of death has been imposed.”) (discussing Furman v. Georgia, 408 U.S. 238, 306, 92 S.Ct. 2726, 3760, 33 L.Ed.2d 346, 388 (1972) (Stewart, J., concurring), and its progeny); Mackbee v. State, 575 So.2d 16, 23 (Miss.1990) (“[I]n a capital murder case ... all doubts should be resolved in favor of the accused.”) (quoting Mease v. State, 539 So.2d 1324, 1330 (Miss.1989); Fairchild v. State, 459 So.2d 793, 801 (Miss.1984); and Gambrell v. State, 92 Miss. 728, 736, 46 So. 138, 139 (1908)).
A. Pre-Trial Issue
FN2. Holland's discussion of this issue involves a contention that the allegedly-improper custodial interrogation which led to his incriminating statements violated both his fifth and sixth amendment rights to counsel. In view of the facts, the sixth amendment has no application in this case. See Arizona v. Roberson, 486 U.S. 675, 685, 108 S.Ct. 2093, 2100, 100 L.Ed.2d 704, 715-16 (1988) (discussing subtle distinctions between the fifth and sixth amendment rights to counsel); State v. McNeil, 155 Wis.2d 24, 454 N.W.2d 742, 745-79 (1990) (same); State v. Stewart, 113 Wash.2d 462, 780 P.2d 844, 846-53 (1989) (same).
Holland filed a motion to suppress his confession; he based his motion on the failure of Detectives Payne and Terrell to cease all custodial interrogation after he had allegedly invoked his right to an attorney. The trial judge held a lengthy suppression hearing and then issued an opinion in which he declared the confession admissible:
OPINION AND ORDER
On a former day a Motion to Suppress was heard. Present were the Defendant, Gerald James Holland; his attorneys, Earl Stegall and Lisa Dodson; and the District Attorney, Cono Caranna and his assistant, Margaret Alfonso. After hearing the evidence and arguments of the attorneys, cases were submitted to the Court and the motion was taken under advisement.
. . . . .
The Defendant contends that the statements of the Defendant and resulting physical evidence are not admissible because the Defendant made a non-ambiguous request for an attorney prior to giving his taped statement. The more credible evidence does not support this contention. Although there was a conflict in the testimony concerning the issue of an attorney, the Court finds beyond a reasonable doubt that the Defendant did not ask for an attorney nor did he invoke his right to an attorney prior to giving his taped statement. The Defendant was mirandized orally and by writing. He then asked, “Don't you think I need a lawyer?” The officer responded by again advising the Defendant of his right to an attorney-his constitutional right to an attorney; and that, if he did not want to talk to them he did not have to; that there were two sides to every story, they had heard one side and they wanted to hear his side. The Defendant responded, “Ok” he would talk to them.
In Connecticut v. Barrett, 479 U.S. 523, 107 S.Ct. 828, 93 L.Ed.[2d] 920 (1987), the United States Supreme Court was confronted with the admissibility of an oral confession. The Defendant, after being mirandized, had clearly stated that he would not make a written statement without an attorney, yet, he agreed to and did give them an oral confession. In reversing the Connecticut Supreme Court and holding that the oral confession was admissible, Justice Rehnquist in a 7/2 decision stated at page 927:
The fundamental purpose of the Court's decision in Miranda was “to assure that the individual right to choose between speech and silence remains unfettered throughout the interrogation process” ... “Once warned, the suspect is free to exercise his own volition in deciding whether or not to make a statement to the authorities.” (emphasis added)
Having been properly warned, the Defendant exercised his own volition and decided to make a statement to the authorities.
The proof further established beyond a reasonable doubt that the Defendant was Mirandized, that he understood his rights, that he freely signed a waiver of his rights; that the Defendant freely, voluntarily, knowingly and intelligently waived his constitutional rights without any threats, promises or coercion by the officers.
Vol. I, at 75-77.
When validity of a confession is challenged on appeal, an initial inquiry must be conducted. This Court must determine whether the trial judge applied proper legal standards in his evaluation of facts. For example, the judge must have required the State to prove “all facts prerequisite to admissibility beyond a reasonable doubt.” Jones, 461 So.2d at 697; Neal v. State, 451 So.2d 743, 753 (Miss.1984); Stevens v. State, 228 So.2d 888, 889 (Miss.1969); Dover v. State, 227 So.2d 296, 300 (Miss.1969); Harvey v. State, 207 So.2d 108, 115 (Miss.1968). If the judge applied the proper standards, then this Court must determine from a review of the entire record whether the fact-finding is supported by substantial evidence. Jones, 461 So.2d at 697; Neal, 451 So.2d at 753 (employing both “clearly-erroneous” and “substantial-evidence” standards of review); see Beckwith v. United States, 425 U.S. 341, 348, 96 S.Ct. 1612, 1617, 48 L.Ed.2d 1, 8 (1976) (review of record not limited to evidence before trial judge at suppression hearing). If the judge applied proper legal standards and his factfinding is supported by substantial evidence, then this Court may not disturb his decision to validate the confession. Jones, 461 So.2d at 697.
(a) Parties' Contentions
The right to have an attorney present must be “specifically invoked.” Edwards, 451 U.S. at 482, 101 S.Ct. at 1884, 68 L.Ed.2d at 385. This may be accomplished “in any manner and at any stage of the process.” Miranda, 384 U.S. at 444-45, 86 S.Ct. at 1612-13, 16 L.Ed.2d at 706-07. And courts must “give a broad, rather than a narrow, interpretation to a defendant's request for counsel,” and this principle applies “whether the defendant's request is explicit or equivocal.” Towne v. Dugger, 899 F.2d 1104, 1106 (11th Cir.1990) (quoting Michigan v. Jackson, 475 U.S. 625, 633, 106 S.Ct. 1404, 1406, 89 L.Ed.2d 631, 640 (1986)).
If a defendant makes equivocal or ambiguous utterances which could be interpreted as an invocation, then the trend is to require cessation of interrogation except for strictly-limited inquiry for clarification purposes. Gotay, 844 F.2d at 974 (“The trend ... is to adopt that when a suspect makes an equivocal statement that can arguably be construed as a request for counsel, interrogations must cease except for narrow questions designed to clarify the earlier statement and the suspect's desire for counsel.”); see Towne, 899 F.2d at 1106; United States v. Porter, 776 F.2d 370 (1st Cir.1985), cert. denied, 481 U.S. 1048, 107 S.Ct. 2178, 95 L.Ed.2d 835 (1987); United States v. Cherry, 733 F.2d 1124, 1130-31 (5th Cir.1984), cert. denied, 479 U.S. 1056, 107 S.Ct. 932, 93 L.Ed.2d 983 (1987); United States v. Fouche, 776 F.2d 1398, 1405 (9th Cir.1985).FN3 This Court has joined the trend by permitting an interrogator to clarify ambiguous utterances. See, e.g., Kirkland v. State, 559 So.2d 1046, 1048 (Miss.1990); Berry v. State, 575 So.2d 1, 5-8 (Miss.1990).
FN3. Notably, one federal circuit court has held that an ambiguous utterance means all interrogation must cease- including that intended to clarify. See Maglio v. Jago, 580 F.2d 202, 205 (6th Cir.1978).
“Precedents do not establish a bright line rule for determining what sorts of statements amount to equivocal requests for an attorney.” Towne, 899 F.2d at 1106; see Robinson v. Borg, 918 F.2d 1387, 1391 n. 4 (9th Cir.1990) (“The totality of circumstances test, which is used to determine whether an accused has ‘knowingly and voluntarily’ waived his Miranda rights, has no role in the determination of whether an accused's request for counsel is clear or equivocal.”) (quoting Owen v. Alabama, 849 F.2d 536, 539 (11th Cir.1988)). This determination is critical, though, because incriminating information is inadmissible evidence if elicited after ambiguous utterances and prior to clarification. Gotay, 844 F.2d at 975; Fouche, 776 F.2d at 1405 (citing cases); Anderson v. Smith, 751 F.2d 96, 104 n. 9 (2d Cir.1984).
In the case sub judice, the trial judge found that Holland had asked the detectives: “Don't you think I need a lawyer?” The judge then applied the law to this fact-finding and seems to have concluded that Holland's question constituted a declination of his right to have an attorney present. This conclusion is inconsistent with case law.
As noted, precedents do not establish a bright-line rule for determining whether an utterance is ambiguous, and the United States Supreme Court has twice expressly declined to address the issue. Towne, 899 F.2d at 1106; see Connecticut v. Barrett, 479 U.S. 523, 529 n. 3, 107 S.Ct. 828, 832 n. 3, 93 L.Ed.2d 920, 928 n. 3 (1987); Smith, 469 U.S. at 96, 105 S.Ct. at 493, 83 L.Ed.2d at 494; see also Gotay, 844 F.2d at 974-75 (“The Supreme Court has not defined ‘ambiguity’ in this context or ruled on the consequences thereof.”). Precedents do, however, establish that questions such as the one posed by Holland are ambiguous and require clarification.
The recent case- Towne v. Dugger, 899 F.2d 1104 (11th Cir.1990)-is particularly instructive. In Towne, the Eleventh Circuit held that the defendant's question-“Officer, what do you think about whether I should get a lawyer?”-was ambiguous and required clarification. Id. at 1107-08 (citing cases in which an “interrogating officer was asked by the defendant for advice on whether he should exercise his right to get an attorney”). The Court explained that “[s]uch questions reveal to the interrogating officer that the defendant is contemplating exercising his right to have an attorney present, and under [established case law], the officer should clarify the defendant's wishes before proceeding further.” Id. at 1109 (citing cases); see Norman v. Ducharme, 871 F.2d 1483, 1486 (9th Cir.1989) (defendant's question-“[Do you think I] should see a lawyer?”-deemed ambiguous); U.S. v. Fouche, 833 F.2d 1284 at 1286-87 (9th Cir.1987) (defendant's question-“What should I do?”-deemed ambiguous).FN4
FN4. The Minnesota Supreme Court recently opined that a murder suspect's utterance during questioning-“... I'm just going to need me a good lawyer, ya know ...”-was neither ambiguous nor unambiguous because it was “fleeting,” “off-hand,” “in mid-sentence,” and “about his future need for a good attorney.” Thus, the Court held that the interrogators' subsequent questioning about the murder, which led to a confession, was proper. State v. Hale, 453 N.W.2d 704, 708 (Minn.1990); compare with Robinson v. Borg, 918 F.2d 1387, 1391-93 (9th Cir.1990) (construing the following utterance as unambiguous: “I have to get me a good lawyer, man. Can I make a phone call?”).
Questions like Holland's are not only to be characterized as ambiguous-not only as a matter of law-but also as a matter of definition. Accord Knight v. State ex rel. Moore, 574 So.2d 662, 668 (Miss.1990) (“disposition of the issue ... require[s] comprehension of the ‘popular use of the word as shown by the dictionaries' ”) (quoting O.W. Holmes' opinion in Commonwealth v. Wright, 137 Mass. 250, 251-52 (1884)). Definitionally, a “question” is “[a]n expression of inquiry that invites or calls for a reply” or “a subject or point open to controversy [or] under discussion or being considered.” THE AMERICAN HERITAGE DICTIONARY 1015 (2d ed. 1985). Conversely, a “declaration” is “[a]n explicit or formal statement or announcement”). Id. at 372. Thus, when a suspect poses a question, interrogators should be permitted to respond for purposes of clarification; this plain-English or common-sense approach is consistent with the sound law pronounced in Towne and numerous other cases. FN5 See, e.g., Robinson v. Borg, 918 F.2d 1387, 1391 (9th Cir.1990) ( “In analyzing a defendant's request for counsel, we take a defendant's words ‘understood as ordinary people would understand them.’ ”) (quoting Barrett, 479 U.S. at 529, 107 S.Ct. at 832, 93 L.Ed.2d at 928).
FN5. The Ninth Circuit Court of Appeals considers “conditional” utterances to be unambiguous invocations to Fifth Amendment rights. Robinson v. Borg, 918 F.2d 1387, 1392 (9th Cir.1990). The following is an example:
SUSPECT: Can I talk to a lawyer? At this point, I think you're looking at me as a suspect, and I should talk to a lawyer. Are you looking at me as a suspect?
Smith v. Endell, 860 F.2d 1528, 1531 (9th Cir.1988). On the other hand, the Ninth Circuit noted that utterances inhering the word-“might,” “maybe,” or “perhaps”-would generally be deemed ambiguous. Robinson, 918 F.2d at 1393 (citing cases).
In sum, Holland's question constituted an ambiguous invocation as a matter of law and as a matter of definition.FN6 With the foregoing in mind, this Court must now determine whether the police detective responded to Holland's ambiguous invocation within constitutional parameters. That is, did the detective tailor his response solely for the purpose of clarifying the ambiguity?
FN6. Further support for the conclusion that Holland's question does not rise to the level of an unambiguous invocation is the fact that courts have consistently “avoid[ed] attributing a talismanic quality to the word ‘attorney’ falling from a suspect's lips.” United States v. Porter, 764 F.2d 1, 18 (1st Cir.1985). In other words, “any mention of an ‘attorney’ is not necessarily an invocation of the right to counsel or even an equivocal request for present representation.” Id. (citing several cases); see also Norman v. Ducharme, 871 F.2d 1483, 1486 (9th Cir.1989) (“Mere mention of an attorney does not constitute an equivocal request for counsel, as the word ‘attorney’ is not talismanic.”) (citing cases); State v. Hale, 453 N.W.2d 704, 708 (Minn.1990) (“[N]ot every mention of the word ‘lawyer’ or ‘counsel’ or ‘attorney’ by a suspect ‘arguably’ suggests that the suspect wants a lawyer before submitting to further questioning.”) (citing cases).
ii. Step Two: Did the Detectives Clarify Holland's Question?
Of utmost import, an interrogator's “behavior” must not exceed the limits of permissible clarification. Courts have concluded that determining the propriety of such behavior is “essentially a factual issue” that requires “review under a clearly erroneous standard.” See, e.g., Fouche, 833 F.2d at 1286; United States v. McConney, 728 F.2d 1195, 1200-02 (9th Cir.) ( en banc ), cert. denied, 469 U.S. 824, 105 S.Ct. 101, 83 L.Ed.2d 46 (1984).
The “critical factor” in determining the validity of the government's behavior is “whether a review of the whole event discloses that the interviewing agent has impinged on the exercise of the suspect's continuing option to cut off the interview.”
Fouche, 833 F.2d at 1287 (quoting Nash, 597 F.2d at 518); see Butzin v. Wood, 886 F.2d 1016, 1018 (8th Cir.1989) (“An officer's attempt to seek clarification of an ambiguous statement is not generally construed as interrogation for Miranda purposes if the question does not ‘enhance the defendant's guilt or raise the offense to a higher degree.’ ”) (quoting W. LAFAVE & J. ISRAEL, CRIMINAL PROCEDURE 514 (1984)); Christopher v. State of Florida, 824 F.2d 836, 842 (11th Cir.1987) (Clarification may not include “questions that, though clothed in the guise of ‘clarification,’ are designed to, or operate to, delay, confuse or burden the suspect in his assertion of his rights.”) (footnote omitted), cert. denied, 484 U.S. 1077, 108 S.Ct. 1057, 98 L.Ed.2d 1019 (1988).
In the case sub judice, the trial judge did not reach the “clarification” issue because he found that Holland's question or utterance constituted an unambiguous waiver of rights. The judge did, however, make a relevant fact-finding with which Holland does not dispute:
The officer responded [to Holland's question] by again advising him of his right to an attorney-his constitutional right to an attorney; and that, if he did not want to talk to them he did not have to; that there were two sides to every story, they had heard one side and they wanted to hear his side. The Defendant responded, “Ok” he would talk to them.
Vol. I, at 75-77. Immediately following Holland's decision to waive his rights and “talk to them,” the officers again advised Holland of his rights-which he again waived before confessing. Thus, the officers did not overreach or wander into un constitutional territory. They merely clarified Holland's ambiguous question by twice explaining his option to exercise his Miranda rights or to relate his “side of the story.” The latter option prevailed; Holland decided he “would talk to them.” FN7
FN7. Compare with Robtoy v. Kincheloe, 871 F.2d 1478, 1479 & 1482-83 (9th Cir.1989) (To clarify a murder suspect's ambiguous request-“Maybe I should call my attorney”-the interrogator explained that “if you want your attorney, this conversation ends right here.” The suspect said he “understood,” and the interrogator then told him that the “questioning would proceed and ‘if we arrived at a point [when he] didn't want to answer any questions, he didn't want to say anymore, or he wanted his attorney, to say so.’ ” The suspect said “okay” and confessed. Held: Clarification did not “impinge[ ] on the exercise of the suspect's continuing option to cut off the interview.); Owen, 849 F.2d at 539-40 (To clarify a murder suspect's ambiguous utterance-“I think I'll let ya'll appoint me one”-the interrogators “proceeded to question [him] about his involvement in the murder.” Held: Such questioning violated Miranda.); Fouche, 833 F.2d at 1286-89 (To clarify a robbery suspect's ambiguous utterance-“What should I do?”-the interrogator explained that he was not a lawyer, could not give legal advice, and wanted to know if he wished to make a statement about the robberies. Held: Proper clarification.); Thompson, 601 F.2d at 769 & 772 (To clarify a murder suspect's ambiguous utterance-that he “desire[d] to make a statement but ... that he first wanted to tell his story to an attorney”-the interrogators inaccurately advised that “an attorney could not relate [his] story to the police ... and that an attorney would probably advise him to say nothing.” Held: Clarification-which was “materially incorrect,” “presumptive,” and “persuasive”-was improper and overreaching.); Nash, 597 F.2d at 516 (To clarify a murder suspect's ambiguous utterance-“I would like to have an attorney, but I would rather talk to you”-the interrogator explained that he “had hoped that [they] might talk about” the crime, but that if he wanted an attorney, the interrogation would “have to stop right now.” Held: Proper clarification.); Berry v. State, 575 So.2d 1, 5 (Miss.1990) (To clarify a murder suspect's ambiguous utterance-“[I changed my mind,] I don't want to call [an attorney]”-the interrogators asked: “Well, are you still willing to talk to us?” Held: Proper clarification.); State v. Montez, 309 Or. 564, 789 P.2d 1352, 1356-59 (1990) (To clarify capital-murder suspect's ambiguous utterance-“I think I need a lawyer to talk about the rest of it so I don't get linked up”-an interrogator asked if “he was telling us that he wanted an attorney and did not want to talk to us anymore.” The suspect replied “no”-after which the interrogator repeated that he had a right to have an attorney present and asked “if that's what he wanted.” The suspect replied that “that is not what he wanted.” The interrogator then asked if he was “still willing to talk to us?” The suspect replied that he would “talk ... without one” and then related incriminating statements. Held: Proper clarification.); see also Hovland v. Blodgett, 914 F.2d 262 (9th Cir.1990) (unpublished opinion located in WESTLAW, database “Allfeds”) (The suspect responded to interrogators' questioning about a murder: “I think I have reached the point where I think I should be thinking about an attorney.” One of the interrogators then left the interrogation room, returned several minutes later, pointed to a telephone and telephone book within the suspect's reach, and told the suspect that “the Judge had authorized [the suspect] to open the phone book, call any attorney and ask him to be present at no expense to him.” The suspect “indicated he understood but took no further action.” The interrogators resumed questioning and the suspect confessed. Held: Admittedly, the interrogators did not “explicitly” clarify the suspect's ambiguous utterance before resuming questioning. Nonetheless, the waiver was valid because the suspect's own inaction constituted sufficient clarification of the ambiguity.).
In sum, Detectives Payne and Terrell's response, which culminated in Holland's decision to waive his rights, did not exceed constitutional parameters. With the foregoing in mind, this Court must finally determine whether Holland knowingly, intelligently, and voluntarily waived his rights.
iii. Final Step: Did Holland validly waive his rights?
“If the interrogation continues without the presence of an attorney and a statement is taken, a heavy burden rests on the [State]” to prove FN8 the validity of a defendant's waiver of his “privilege against self-incrimination and his right to retained or appointed counsel.” North Carolina v. Butler, 441 U.S. 369, 372-73, 99 S.Ct. 1755, 1757, 60 L.Ed.2d 286, 291-92 (1979) (quoting Miranda, 384 U.S. at 475, 86 S.Ct. at 1628, 16 L.Ed.2d at 706).
FN8. As noted, validity of a waiver under Mississippi law must be proved beyond a reasonable doubt. See Section II(A)(1) of this opinion.
Specifically, Miranda requires proof that “the waiver [was] made voluntarily, knowingly and intelligently.” 384 U.S. at 444, 86 S.Ct. at 1612, 16 L.Ed.2d at 707, quoted in Nash, 597 F.2d at 518; see Edwards, 451 U.S. at 482, 101 S.Ct. at 1884, 68 L.Ed.2d at 385 (“[W]aivers of counsel must not only be voluntary, but also must constitute a knowing and intelligent relinquishment or abandonment of a known right or privilege.”); Gotay, 844 F.2d at 976 (same) (citing Smith, 469 U.S. at 95, 105 S.Ct. at 492-93, 83 L.Ed.2d at 1494).
In short, “[a] waiver is voluntary if it is ‘the product of a free and deliberate choice rather than intimidation, coercion or deception.’ ” Moreover, “[a] waiver is knowing and intelligent if it is ‘made with a full awareness both of the nature of the right being abandoned and the consequences of the decision to abandon it.’ ” Grooms v. Keeney, 826 F.2d 883, 887 (9th Cir.1987) (quoting and citing cases) (emphasis added).
In the case sub judice, the trial judge concluded that the State met its burden- i.e., Holland voluntarily, knowingly, and intelligently waived his rights. Whether this conclusion is correct is a mixed issue of law and fact. Norman, 871 F.2d at 1486; Terrovona v. Kincheloe, 852 F.2d 424, 428 (9th Cir.1988). In other words: (1) if the judge based his finding upon appropriate principles of law; (2) and the finding is supported by the facts ( i.e., by substantial evidence); (3) then this Court may not reverse. Schmitt v. State, 560 So.2d 148, 151 (Miss.1990); cf. State v. Whitaker, 578 A.2d 1031, 1039 (Conn.1990) (“Where the trial court makes specific factual findings regarding [this issue], those findings are entitled to deference so long as they are supported by substantial evidence, but where, as here, the trial court has made no specific findings, we must review the evidence and make our own determination of the circumstances surrounding the defendant's waiver of his constitutional rights”).
1. Holland had been drinking up until his arrest. See State v. Williams, 208 So.2d 172, 175 (Miss.1968) (holding that, if defendant was in “an acute, rampant state of intoxication equivalent to mania,” a waiver cannot be considered valid).
2. Holland had not slept for nearly 24 hours prior to waiving his rights. See Greenwald v. Wisconsin, 390 U.S. 519, 520-21, 88 S.Ct. 1152, 1153-54, 20 L.Ed.2d 77, 79-80 (1968) (Court considered lack of sleep a factor in its determination that confession not “the product of his free and rational choice”); Ashcraft v. Tennessee, 322 U.S. 143, 64 S.Ct. 921, 88 L.Ed. 1192 (1944) (same); Neal, 451 So.2d at 756 (where this Court deemed significant the “evidence at the suppression hearing [which] reflect[ed] that Neal was fresh on the afternoon ... when he gave his confession” (emphasis added)).
3. Holland's periodic bouts of crying may be reflective of emotional instability, which could have impaired his ability to knowingly, intelligently, and voluntarily waive his rights. This point is not raised by Holland; nonetheless, it is relevant to the analysis of the validity of the waiver. Compare State v. Williams, 208 So.2d 172, 175 (Miss.1968) (where this Court deemed the waiver invalid in view of the defendant's “mental imbalance” and “maniacal” behavior), with Kniep v. State, 525 So.2d 385, 389 (Miss.1988) (where this Court considered, but rejected without comment, defendant's claim that she was so “emotionally distraught” and in such a “confused mental state” that her ability to “intelligently” waive her rights was impaired.); see also Whitaker, 578 A.2d at 1039 (emotional state deemed relevant).
The following is a summary of the evidence which supports the conclusion that Holland did have the requisite state of mind-despite his drinking and lack of sleep:
1. Holland repeatedly acknowledged that he understood his Miranda rights; he expressed this acknowledgement both orally and in writing (by signing the form). See Butler, 441 U.S. at 372-73, 99 S.Ct. at 1757, 60 L.Ed.2d at 291-92 (“An express written or oral statement of waiver of the right ... is usually strong proof of the validity of the waiver.” (emphasis added)); see also Neal, 451 So.2d at 753 (“[T]he mere giving of the Miranda warnings, no matter how meticulous, no matter how often repeated, does not [automatically] render admissible any inculpatory statement thereafter given by the accused.”).
2. He was 49 years old, has a high school and vocational education, and considers himself to be a “very intelligent person.” See Coleman v. State, 378 So.2d 640, 644 (Miss.1979) (Upon noting that “[a]ge and intelligence level are factors to be considered,” the Court concluded that a 16-year-old with a fourth-grade education could properly waive his rights.); Jones, 461 So.2d at 696 (educational background considered as a factor) (citing cases); cf. Williamson v. State, 330 So.2d 272, 276 (Miss.1976) (“[T]he will of a person who is of weak intellect may be more easily overcome than that of one who is more intelligent.”).
3. His criminal past provides him with some experience and knowledge about a suspect's Miranda rights. See Hovland v. Blodgett, 914 F.2d 262 (9th Cir.1990) WESTLAW, “Allfeds” database) (defendant's “past experience with the judicial system” factored into the court's decision that he “knew how to request counsel” and “knowingly waived his Miranda rights”).
4. Holland's intoxication nor lack of sleep impaired his ability to knowingly, intelligently, and voluntarily waive his rights:
Five witnesses testified that Holland did not appear to be impaired by alcohol and did not slur his speech.FN9 See Kniep, 525 So.2d at 389 (Rejecting the defendant's claim that intoxication (and other specified factors) affected the voluntariness of her waiver, this Court cited the testimony of one witness who “noticed an odor of alcohol on [the defendant's] breath” but felt the defendant “appeared to know what she was doing and what she was talking about.”); Stevens, 458 So.2d at 728-29 (same); see also United States v. D'Antoni, 856 F.2d 975, 981 (7th Cir.1988) (“The defendant had been drinking and smoking marijuana during the past twenty-four hours.... The defendant himself, however, testified that he had had no alcohol in the five or six hours prior to the interview, and that he understood the detectives' questions.... We agree ... that the defendant's statements to the detectives were made voluntarily.”).
FN9. The tape containing Holland's confession reveals no slurring or incoherence.
Holland testified that he had been a chronic drinker. See Stevens v. State, 458 So.2d 726, 728 (Miss.1984) (Rejecting the defendant's claim that his blood alcohol content of .16 “prevented” a proper waiver, this Court cited an expert's opinion that “chronic drinking” increases the body's ability to “degrade alcohol in the blood.”).
Periodic bouts of crying aside, Holland was calm and cooperative “at all phases of the investigation”-particularly at the moment when he waived his rights. See, e.g., Appellant's Brief at 3. This is an important point since this Court once held that a defendant's waiver could not have been made “rationally, voluntarily and intentionally” because the evidence evinces “an acute, rampant state of intoxication equivalent to mania” and a “deranged and psychotic mental imbalance.” Williams, 208 So.2d at 175.
Holland's meticulous post-murder scheming aimed at “covering his tracks” to avoid arrest reflects a coherent, unimpaired state of mind. See generally Sections I(A)(4) & (5) of this opinion, supra; see also Vol. XIV, at 2489-90 (Holland's testimony).
5. Holland's lack of sleep did not impair his ability to waive his rights in view of the facts. Accord D'Antoni, 856 F.2d at 981 (defendant's lack of sleep for 24 hours preceding interrogation did not render waiver invalid-particularly since the defendant testified that he understood the detectives' questions and the interrogation was not “lengthy or arduous [ i.e., 30 minutes]”).
6. Holland's evidence of coercion or involuntariness is either unsubstantiated FN10 or insufficient FN11 and is contradicted by his taped confession containing the admission that no one has “threatened,” “intimidated,” or “promised [him] anything.” State's Exhs. 8 & 56.
FN10. Holland contended that the detectives “badgered” him, which led him to “give in” and confess. The record provides absolutely no evidentiary support for this allegation.
FN11. Holland characterized Terrell's statement-“Douglas has told us his [story]; we'd like to hear [yours]”-as coercive. Terrell's statement simply does not evince coercion. Accord Nash, 597 F.2d at 519 (Nash uttered an ambiguous invocation of his right to have an attorney present, which the interrogator clarified: “Okay. I had hoped that we might talk about this [crime], but if you want a lawyer appointed, then we are going to have to stop [the interrogation] right now.” Held: Clarification not coercive. (emphasis added)).
Based upon the “particular facts and circumstances surrounding [this] case, including the background, experience, and conduct of the accused,” this Court affirms the trial judge's finding that Holland knowingly, intelligently, and voluntarily waived his rights. Zerbst, 304 U.S. at 464, 58 S.Ct. at 1023, 82 L.Ed. at 1466.
(c) Disposition
B. Guilt-Phase Issues
(a) First Alleged Error
This Court has held that “in laying the predicate to introduce prior inconsistent statements ... the statement made in court [must be] relevant to the issue in the case and therefore not collateral.” Carlisle v. State, 348 So.2d 765, 766 (Miss.1977) (citing cases); accord Harrison v. State, 534 So.2d 175, 178 (Miss.1988). Clearly, Douglas' alleged sexual fantasies about Krystal have no relevance to the issue of whether Holland raped Krystal.
In sum, Holland was on trial- not Douglas. The testimony which Holland attempted to elicit was irrelevant to proving or disproving guilt and, therefore, the judge properly sustained the State's objection.
<(b) Second Alleged Error
Holland contends that Rule 412 has nothing to do with relevancy because it was “designed [solely] to protect the privacy of a [ living ] victim”- not a dead victim like Krystal. Appellant's Brief at 53-54 (citing Rule 412's comment (a)). Common sense dictates that Holland's contention is meritless. At the very least, Holland needs to look at the title of the rule: “Sex Offense Cases; Relevance of Victim's Past Behavior.”
Holland does nonetheless contend that the testimony about Krystal's past sexual behavior is relevant: “Anderson certainly could have had sex with [Krystal] before Boyer saw her at the arcade” on the night of the murder. Id. at 54. Maybe so. But as the State aptly notes, Holland is merely “grasping at straws.” Appellee's Brief at 39. Whether Krystal and a former boyfriend regularly engaged in sexual relations is a frivolous inquiry having no relevance to the issue of Holland's guilt. See MISS.R.EVID. 401-03.
In sum, the judge properly sustained the State's objection to Holland's question about Krystal's past sexual behavior.
(c) Third Alleged Error
2. Issue: Whether a Videotape and Wash Cloth Were Too Prejudicial to Admit into Evidence?
(a) The Videotape
At trial, the State countered that the video's admissibility was necessary: (1) to show the landscape of the burial site about which two witnesses had testified; (2) to show that Krystal's body was wrapped in a sheet which was similar to Holland's bed linen; and (3) to show more than that which the still photos show. Vol. X, at 1699-1700 & 1723. And on appeal, the State provides several more reasons for admitting the video: (1) it “depicted the scene where the body was found and those matters found along side the body,” (2) it shows the “physical condition of the burial scene and the ability of a truck to turn in that area,” (3) it “added to the jury's understanding of what occurred at the site and completed the prosecution's picture of the events of those early morning hours,” (4) it “corroborate[d] the condition of the body of the victim and the testimony of the officers who unearthed the body,” and (5) it “tie[d] evidence found at the grave site to evidence found at appellant's home.” Appellant's Brief at 35.
The trial judge allowed the State to introduce the video but on the condition that the audio be turned “off.” He ordered the elimination of audio to prevent the jury from hearing prejudicial comments which may have been made during the taping. Vol. X, at 1725.
ii. Relevant Law
A review of our case law indicates that the discretion of the trial judge runs toward almost unlimited admissibility regardless of gruesomeness, repetitiveness, and the extenuation of probative value. At this point ..., no meaningful limits exist in these so-called balance of probative/prejudicial effect of photo[s] test.
544 So.2d 782, 785 (Miss.1987) (citations omitted). A few years later, this Court finally established a line of demarcation. In McNeal v. State, gruesome photos depicting a maggot-infested body were deemed devoid of “any evidentiary purpose.” The Court held: “[W]e believe that the probative value of the photos is outweighed by their tendency to inflame and prejudice the jury”; therefore, “the trial [judge] abused [his] discretion ... in allowing the[ir] introduction.” 551 So.2d 151, 159 (Miss.1989) (citing MISS.R.EVID. 403 FN12). At that point, the Court delineated a guideline for future cases: When deciding on the admissibility of gruesome photos, trial judges must consider: “(1) whether the proof is absolute or in doubt as to identity of the guilty party, [and] (2) whether the photos are necessary evidence or simply a ploy on the part of the prosecutor to arouse the passion and prejudice of the jury.” Id.
FN12. Rule 403 provides that relevant “evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence.”
iii. Disposition
This Court must decide whether the probative value, if any, of admitting the video outweighed any prejudicial effect. In other words, did the trial judge abuse his discretion by admitting the video?
As discussed, the State contended that the video should be deemed admissible for various reasons. In short, the State explains that the video reveals more than that which is revealed through the photographic evidence and that the video provides substantiation for several witnesses' testimony regarding the burial site.
The State's contention, which lacks specificity, is unpersuasive. The video does not reveal more than that which is revealed through the photos; indeed, this Court holds the video was of no probative value to the State's case. This does not mean, however, that the video was prejudicial or inadmissible. In view of the video's content as well as all the horrific and overwhelming evidence presented in this case, this Court holds that the video was not prejudicial.
In sum, the video should not have been admitted “on grounds of repetition, redundancy and cumulativeness.” Hansen v. State, No. 87-DP-0823, slip op. at 49, 1991 wl 280025, (Miss.December 18, 1991). However, in view of a lack of prejudicial effect, the video's erroneous admission does not warrant reversal. Id.
(b) The Wash Cloth
The law relevant to admissibility of the video is also relevant to the disposition of whether the wash cloth should have been admitted. In other words, this Court must determine whether the trial judge abused his discretion in deciding that the probative value, if any, of the smelly, stained cloth outweighed its tendency, if any, to inflame and prejudice the jury. The State contends that it was probative “for many reasons”; the State declares that it was found at the grave site. The cloth would have been relevant had it been identified as belonging to Holland or as deriving from Holland's home. Absent a sufficient connection between the cloth and Holland and/or the crime, the judge should have excluded it. To conclude otherwise would mean admitting anything found at the scene of a crime-notwithstanding its irrelevance. All this aside, this Court deems the error harmless in view of the overwhelming evidence presented in this case. Moreover, any prejudicial effect of admitting the cloth dims in view of the numerous items found at the grave site which were admitted without challenge. These items include “a sample of soil that covered the victim in the grave site,” a pair of white corduroy shorts, a pair of panties, a black towel, a bag of concrete, a woman's black purse, a pair of white rubber gloves, a brown towel, a lace bra, white shoes, notes from a notepad, and make-up. The State also introduced a bloody pillow case, which police investigators found at the grave site; Holland challenged the admissibility of this item on the ground that it contained an excessive amount of blood stain.FN13 The trial judge overruled the objection, and Holland did not challenge this decision on appeal.
FN13. The pillow case and the wash cloth are the only items which Holland challenged on the ground of excessive blood stain.
In sum, this Court concludes that admitting the cloth constituted an erroneous, albeit harmless, decision.
3. Issue: Whether the State Failed to Comply With Discovery?
Prior to trial, Holland filed a Rule 4.06 motion requesting disclosure of:
The name, address and qualifications of any expert witness intended to be called by the State. The substances of their testimony and the facts that [ sic ] relies upon in support of same are also requested.
Vol. I, at 42. Judge Vincent Sherry granted the motion. Id. at 53.
In response, the State provided Holland with various documents: (1) a letter from Dr. Paul McGarry to the State discussing his opinion about instruments which could have caused Krystal's injuries; (2) a letter from the State informing Holland of its intention to “seek[ ] the opinion of Dr. Paul McGarry as to the percentage of alleged rape cases wherein seminal fluid or spermatozoa are not present”; (3) a copy of McGarry's “Curriculum Vitae”; and (4) an autopsy report prepared by Dr. Paul McGarry.
At trial, the State called McGarry to testify about the autopsy he performed on Krystal. At one point, after testifying about Krystal's injuries and bruises, the State asked McGarry:
Doctor, do you have an opinion about the amount of time it would take for such bruising to form?
Vol. XII, at 2058; see also id. at 2186-87 (further related questioning). Holland objected to this question on the ground that:
the [“substance” of the] doctor's opinions as to the time when [Krystal's] bruises began to form, which would lead to the doctor's opinions as to the time when the injuries must have been inflicted, were never disclosed [during] discovery.FN14
Holland contends that this questioning was prejudicial because:
[He] had denied raping [Krystal].... Given this, evidence that bruises attributable to forced intercourse were inflicted at a time when only [he] was awake was plainly devastating to [his] defense.
Appellant's Brief at 31.
Holland contended that the State had known about McGarry's opinion regarding “time” (and “sequence”) of bruises and injuries for at least a week prior to trial, and that its failure to disclose this information constituted “trial by ambush.” Holland consequently moved for a mistrial or exclusion of such testimony. Id. at 2059-60 & 2065.
The State did not deny that it had “known about McGarry's opinion”; however, the State contended that McGarry's opinion is based on facts discoverable in the autopsy report-a copy of which Holland was provided.
After extensively debating this issue outside the jury's presence, the judge halted the trial and granted Holland an “unlimited opportunity” to interview McGarry. The interview transpired overnight. Vol. XII, at 2059-88.
The next morning, after the interview, the debate continued. The judge ultimately overruled Holland's motion-after which the following exchange transpired:
JUDGE VLAHOS: You will agree for the motion for mistrial or exclude the evidence, that on yesterday evening you were given ample opportunity to interview with Dr. McGarry.... [Y]ou visited with him for about ten or fifteen minutes; is that correct?
HOLLAND: That is correct. We did have an opportunity to talk with him.
JUDGE: And an unlimited opportunity; is that correct?
HOLLAND: Yes.
Id. at 2095-98.
In this appeal, Holland challenges the judge's decision to overrule his motion.
(b) Relevant Law and Disposition
When confronted with an alleged Rule 4.06 violation, this Court must review the record to determine whether the judge followed the guideline enunciated in Box v. State, 437 So.2d 19, 22-26 (Miss.1983) (Robertson, J., specially concurring) (now codified in Rule 4.06(i)):
1. Upon defense objection, the trial court should give the defendant a reasonable opportunity to become familiar with the undisclosed evidence by interviewing the witness, inspecting the physical evidence, etc.
2. If, after this opportunity for familiarization, the defendant believes he may be prejudiced by lack of opportunity to prepare to meet the evidence, he must request a continuance. Failure to do so constitutes a waiver of the issue.
3. If the defendant does request a continuance the State may choose to proceed with trial and forego using the undisclosed evidence. If the State is not willing to proceed without the evidence, the trial court must grant the requested continuance.
Quoted in Cole v. State, 525 So.2d 365, 367-68 (Miss.1987), and Kelly v. State, 553 So.2d 517, 520 (Miss.1989).FN15 Rule 4.06 and the Box guideline are designed to avoid “ambush” or unfair surprise to either party at trial. Harris v. State, 446 So.2d 585, 589 (Miss.1984); Ford v. State, 444 So.2d 841, 843 (Miss.1984).
FN15. See also Middlebrook v. State, 555 So.2d 1009, 1011 (Miss.1990) ( “We have repeatedly held an accused's remedy for tardy disclosure of that to which he was entitled in pre-trial discovery is a continuance reasonable under the circumstances.”) (citing Moore v. State, 536 So.2d 909, 911 (Miss.1988); Stewart v. State, 512 So.2d 889, 893 (Miss.1987); Foster v. State, 484 So.2d 1009, 1011 (Miss.1986)); West v. State, 553 So.2d 8, 18 n. 6 (Miss.1989) (“motion for a mistrial in this context is the functional equivalent of a motion for a continuance”); Cockrell v. State, 566 So.2d 1243, 1246 (Miss.1990) (Rule 4.06(i) guideline is “premised on the view that prejudice determinations may be best made by the party affected.”).
The question presented here brings into direct conflict two important interests. First there is prosecution's interest in presenting to the jury all relevant, probative evidence. On the other hand, there is the accused's interest in knowing reasonably well in advance of trial what the prosecution will try to prove and how it will attempt to make its proof which, of course, includes the names of persons the state expects to call as witnesses.
This state is committed to the proposition that these conflicting interests are best accommodated and that justice is more nearly achieved when, well in advance of trial, each side has reasonable access to the evidence of the other. See Rule 4.06 supra; Rules 26-37, Miss.R.Civ.P.
Box, 437 So.2d at 21.
Of critical import, remedies available for a discovery violation are not self-executing. Middlebrook v. State, 555 So.2d 1009, 1011 (Miss.1990) (citing cases).
(ii)
Applying the law to facts, this Court concludes that Holland's contention is devoid of merit. The State provided Holland with McGarry's autopsy report and disclosed that McGarry would be called to testify. This should have sufficed to place Holland on notice of potential line of questioning by the State. Indeed, in the section of the report entitled “Provisional Autopsy Diagnosis,” McGarry revealed his opinion on the general “time” of injuries ( i.e., “ Recently stretched lacerated abraded vaginal orifice, recently stretched abraded anus [and r] ecent mutilating cuts of the genital region, postmortem ”). Notably, Holland conceded during the hearing on his motion that the autopsy report “does mention” a “time element.” Vol. XII, at 2087-88. It would seem to go without saying that the State might delve into this matter at trial and ask McGarry to expound upon this “time element” in a more specific manner. Albeit Holland was not duty-bound to interview or interrogate McGarry prior to trial, his failure to do so is somewhat surprising-particularly in view of the fact that a pathologist's testimony in a case like this one would be critical to the State's case and detrimental to the defense's. Cf. Whittington v. State, 523 So.2d 966, 976 (Miss.1988) ( “defense was given complete access” prior to trial to Dr. McCormick, the pathologist who performed an autopsy on the victim). In sum, Holland seems to have expected too much from the State. Accord Moore v. Illinois, 408 U.S. 786, 795, 92 S.Ct. 2562, 33 L.Ed.2d 706 (1972) (“We know of no constitutional requirement that the prosecution make a complete and detailed accounting to the defense of all ... investigatory work on a case.”).
This Court's rejection of Holland's contention is also based, in part, on his failure to take advantage of the trial judge's willingness to provide him with an “unlimited opportunity” to interview McGarry. That is, the judge had complied with the Box guideline by granting Holland a reasonable opportunity to interview the witness and to familiarize himself with the evidence. But the record indicates that Holland declined to interview McGarry about his opinions.FN16 An interview or examination might have lent credence to Holland's claim upon which he based his motion; it might have yielded information supportive of his own case; or it might have led him to conclude that McGarry's testimony would not be prejudicial as originally thought. Holland's failure “flies in the face” of the Box guideline. Holland chose not to exercise this opportunity for reasons not made known and, thus, he rendered himself less informed or uninformed about what he was and is now claiming. This Court therefore holds him to that choice.
FN16. Holland merely questioned McGarry for “about ten or fifteen minutes” and for the purpose of merely ascertaining how long the State had known about his opinions. Vol. XII, at 2071-82 & 2097-98.
Finally, the record reveals that Holland waited too long before raising an objection. On the seventh day of trial between 3:27 and 4:10 p.m., the State announced its intention to question McGarry about the “time” and “sequence” when Krystal's injuries occurred: “Judge, we are going to have in evidence from Dr. McGarry as to when, in his opinion as a forensic pathologist, these wounds occurred.” FN17 Holland did not raise an objection until the eighth day of trial at approximately 5:07 p.m. when the State fulfilled its intention and asked McGarry the question. Vol. XII, at 2058-59. Thus, Holland's failure to raise an objection when he first learned of the State's intention is deemed a waiver.
FN17. This announcement transpired outside the jury's presence during a debate about the admissibility of some allegedly-irrelevant photographs. The witness testifying at the time was Biloxi Police Officer Robert Burriss. Vol. X, at 1706; Vol. XI, at 1831, 1835 & 1841.
In sum, this Court affirms on this issue. FN18. Holland also raises several related sub-issues and cites “critical occasions” when errors were allegedly committed. Holland's discussion of these issues comprises only several sentences. Appellant's Brief at 36. Holland is procedurally barred from raising these issues because he either cites support for his contention which is different from the support he cited at the trial level or he failed to raise the issue at trial. “A trial judge cannot be put in error on a matter which was not presented to him for decision.” Pruett v. Thigpen, 665 F.Supp. 1254, 1262 (N.D.Miss.1986); see Read v. State, 430 So.2d 832, 838 (Miss.1983); Ponder v. State, 335 So.2d 885, 886 (Miss.1976); Stringer v. State, 279 So.2d 156, 157-58 (Miss.1973).
4. Issue: Whether the State's Delay in Providing Holland with the Rape Kit Violated His Constitutional Rights?
In this case, investigators employed a so-called “sexual assault kit” to collect samples of Krystal's body fluids. Holland filed a motion requesting preservation of these samples for future testing by his expert. The trial judge granted Holland's request and ordered the State's expert, Larry Turner, to use no more than half the samples in his testing and to preserve the remaining half for testing by Holland's forensic expert.
Turner complied with the judge's order and conducted various serological tests. The testing revealed the presence of acid phosphate, an enzyme which is a strong indicator of the presence of semen. About a year later, Holland received the samples after his proposed expert, Dr. Dennis Canfield, was adjudged qualified to conduct the testing. Canfield's testing revealed the presence of no acid phosphate-a result which contradicts Turner's test results.
Holland then filed a “Motion to Dismiss” contending that he was prejudiced because his receipt of the samples was untimely-untimely because he did not receive them until almost one year after Turner conducted his testing. This, he says, resulted in a “degradation” of the samples which left him unable to accurately and conclusively test them for the presence of semen. For support, he cites the inconsistent test results reached by Turner and Canfield. Holland conceded that he believed neither the State nor Turner is guilty of any misconduct.
Upon completion of a lengthy hearing, the judge overruled Holland's motion, and Holland appealed. Id. at 2153.
(a) Parties' Contentions
In this appeal, Holland contends: “It is unconscionable that the State's delay in producing th[e samples] result [ sic ] in such a gross prejudice to [his] ability to examine and test this evidence-a prejudice that was all too obvious during the cross-examination of [his] expert [Canfield].” Appellant's Brief at 44-45. Holland adds: “[D]ue process requires that a criminal defendant have access to physical evidence for independent testing.” Id. at 43.
The State counters that Holland's contention is unequivocally contrary to dispositive constitutional law- i.e., his due process rights were not violated. Appellee's Brief at 29-32.
(b) Relevant Law and Disposition
The record is simply devoid of any evidence to substantiate Holland's contention that his untimely receipt of the samples was due to the State's employment of “dilatory tactics” which resulted in a prejudicial degradation of potentially-exculpatory evidence. The record reveals the State fully complied with the judge's order to preserve half the samples. Indeed, Holland conceded during the hearing: “ We are not saying there was any misconduct certainly by Mr. Turner or by the State.” Vol. XII, at 2114. And Holland's own expert, Canfield, disputes his degradation theory. Id. at 2130-31. Any delay in receiving the samples was due to (1) Holland's inaction- i.e., his failure to simply go and get the samples from Turner who had properly preserved and stored them for him and (2) his mistaken belief that Turner had used up all the samples. Id. at 2114-16.
Because the record reveals no evidence of bad faith on the part of the State, no constitutional violation has been committed. See Arizona v. Youngblood, 488 U.S. 51, 109 S.Ct. 333, 102 L.Ed.2d 281 (1988); United States v. Marion, 404 U.S. 307, 325, 92 S.Ct. 455, 466, 30 L.Ed.2d 468, 481 (1971) (no constitutional violation committed because “there is no showing that the Government intentionally delayed to gain some tactical advantage”); see Knapp, Prosecution's Failure to Preserve Potentially Exculpatory Evidence As Violating Criminal Defendant's Due Process Rights Under Federal Constitution-Supreme Court Cases, 102 L.Ed.2d 1041 (1989).
In sum, this Court affirms on this issue.
5. Issue: Whether a Manslaughter Instruction Was Warranted?
The trial judge granted Holland's instruction on the lesser-included offense of murder. Vol. I, at 143. But he refused Holland's three manslaughter instructions. Id. at 153-56; Vol. XIII, at 2310-12. These instructions refer to Miss.Code Ann. § 97-3-47 (1972): “Every other killing of a human being, by the act, procurement, or culpable negligence of another, and without authority of law, not provided for in this title, shall be manslaughter.”
(a) Parties' Contentions
Holland contends that his instructions should have been granted because a legally-sufficient evidentiary basis existed. He contends that a “manslaughter instruction was tantamount to resolving the conflict” between his theory that Krystal's death was accidental and the State's theory that Krystal's death could not have been accidental. Appellant's Brief at 37-40.
The State counters that, in view of the evidence, it “cannot agree that a jury could have ever found that Holland did not intend to murder Krystal.” The State contends that the “least crime that [Holland] could have been found guilty of ... is that of murder”-on which the trial judge instructed. Appellee's Brief at 26-29.
(b) Relevant Law
Mississippi law on granting instructions on lesser-included offenses is clear. Trial judges “should be mindful of the disparity in maximum punishments” which may be imposed upon conviction of the principal offense or upon the lesser[-included] offense. Boyd v. State, 557 So.2d 1178, 1181 (Miss.1989). As a general rule, “where the disparity is great this Court has required lesser included instructions to be given.” Id. (citing Griffin v. State, 533 So.2d 444, 447 (Miss.1988)). This general rule is tempered somewhat; trial judges “cannot indiscriminately give a lesser included offense instruction.” Mackbee v. State, 575 So.2d 16, 22 (Miss.1990) (citing Boyd, 557 So.2d at 1181).
Basically, a lesser-included-offense instruction should be granted if, in view of the evidence, a reasonable juror “ ‘could find the defendant not guilty of the principal offense charged in the indictment yet guilty of the lesser included offense.’ ” Mease v. State, 539 So.2d 1324, 1330 (Miss.1989) (quoting Monroe v. State, 515 So.2d 860, 863 (Miss.1987)); see Stringer v. Jackson, 862 F.2d 1108, 1115 (5th Cir.1988) (rejecting Stringer's “new complaint” that the trial judge “erred in failing to instruct on the lesser included offense of non-capital murder or manslaughter,” the Fifth Circuit held that he “introduced no evidence on which the jury rationally could have found him guilty of a lesser offense and acquitted him of the greater offense”); Swanier v. State, 473 So.2d 180, 188 (Miss.1985) (“where the evidence does not warrant a manslaughter instruction, one should not be given”); Fairchild v. State, 459 So.2d 793, 799-802 (Miss.1984) (defendant entitled to “simple” murder instruction, but not to manslaughter instruction). Conversely, “[o]nly where the evidence could only justify a conviction of the principal charge should a lesser[-included] offense instruction be refused.” Mease, 539 So.2d at 1330.
In sum, “a lesser included offense instruction must be granted where a reasonable juror could not on the evidence exclude the lesser-included offense beyond a reasonable doubt.” Boyd, 557 So.2d at 1182 (citation omitted).
(c) Disposition
Holland contends that the record contains evidence that the injuries Krystal sustained were the consequence of an unfortunate accident. For support, Holland cites statements he had made about an accidental stabbing to his roommate, Douglas, and to detectives during his taped confession. Holland believes that these statements warranted a manslaughter instruction. Holland is mistaken.
The statements he had made to Douglas were not even consistent:
DOUGLAS: [He] gave me two different stories ... about what happened.
Q.: You said it was about five minutes between [his telling you] the first story and ... the second ...?
Douglas: Right.
....
[According to the first story, h]e said that they [were in the bedroom and] she was playing around with a knife and that she accidentally scratched him across his belly or chest ... with the tip of the knife.
....
He said that he went to take the knife away from her and some how it wound up in her chest.
....
[According to the second story,] they were wrestling around on the bed, playing around, and she rolled off the bed and fell onto the knife.
Vol. IX, at 1543-51; State's Exh. 1, at 4. During his taped confession, Holland related yet another story: “I grabbed [Krystal's] wrist and I was going to take [the knife] away from her ... and I bumped into her chest and she says ‘I'm dead.’ ” State's Exh. 8, at 3.
Clearly, these inconsistent statements do not constitute a “legally sufficient evidentiary predicate for a Section 97-3-[47] manslaughter instruction.” Mease, 539 So.2d at 1324. Conversely, the State successfully repudiated Holland's “accident” theory. Of all the evidence discoverable in the record the most damaging derives from the unrebutted testimony of McGarry, whose autopsy revealed that the stab wound could not have been inflicted under any one of the inconsistent scenarios related by Holland to Douglas and the detectives.
McGARRY: [T]he wound produced in Krystal King's body was one [caused] by a violent thrust of the knife against ... her chest with enough violence to indent the front of her chest. This would not happen if she were struck by an accidental movement or casual movement by the knife.
Vol. XII, at 2177-80.
The evidence in this case could only justify a conviction of the principal charge (capital murder) or the lesser-included offense (murder) and, therefore, the even lesser-included offense (manslaughter) was properly deleted from the instructions. Id. at 1330. See this Court's opinion in Wetz v. State, 503 So.2d 803 (Miss.1987).FN19
FN19. In Wetz, the defendant had been charged with murdering his seven-month-old daughter. He contended that his daughter's death was the result of an accident, but the jury did not believe him. On appeal, the defendant challenged the trial judge's refusal to grant his instruction on the lesser-included offense of manslaughter. This Court concluded: “Because the defendant was the only eyewitness to the child's death and because he argues strenuously a theory of accident, we have reviewed the record dispassionately and with great care.... Finding no error in the proceedings below, we affirm.” 503 So.2d at 805. Cf. State v. O'Daniel, 62 Haw. 518, 616 P.2d 1383, 1390 (1980) (In this case, the Hawaii Supreme Court rejected the defendant/appellant's contention that the jury should have been instructed on his theory that the victim's death was the result of an accident. The only evidence to support the appellant's theory was his story “regarding an accidental shooting” which he apparently related via telephone to a police dispatcher immediately after the incident. The Court held that such evidence, without more, is “insufficient to raise a jury issue on accidental death since the evidence is speculative.”).
Assume arguendo that Holland's unsubstantiated theory were true. Assume, for example, that Krystal had been waving the knife around in a playful manner; that Holland prudently but unsuccessfully attempted to take the knife from her to avert potential injury; and that Krystal died when she rolled off the bed and onto the knife. This scenario alone would not constitute evidence of the crime of manslaughter; rather, it would constitute evidence of innocence of any crime. Holland wouldn't even be guilty of simple negligence. FN20
FN20. See Phillips v. State, 379 So.2d 318, 320 (Miss.1980) ( “[I]nvoluntary manslaughter by culpable negligence within the meaning of [§ 97-3-47] may be defined as negligence of a degree so gross as to be tantamount to a wanton disregard of, or utter indifference to, the safety of human life, and that this be so clearly evidenced to place it beyond a reasonable doubt.”); Gant v. State, 244 So.2d 18, 19 (Miss.1971) (simple negligence does not reach the degree required under § 97-3-47); see also People v. Minnis, 118 Ill.App.3d 345, 74 Ill.Dec. 179, 189, 455 N.E.2d 209, 219 (4th DCA 1983) (“The gist of involuntary manslaughter is recklessness.... Under the defendant's theory of the case, the death was the result of ... an accident ...; if an accident, she is not guilty of anything. There was no error in refusing the instruction on involuntary manslaughter.”); State v. Miller, No. 81AP-316, slip. op. at 7 (Ohio App. Dec. 31, 1981) (1981 WESTLAW 3714) (The court of appeals held that the manslaughter instruction was properly refused because the defendant's contention that the shooting was an accident “would be a complete defense to the charge of aggravated murder.” The court added: “[I]f defendant's [theory] were believed, the defendant should have been acquitted.”); cf. State v. Pendergrass, 803 P.2d 1261, 1264-65 (Utah App.1990) (In this murder case, the court held that the defendant's claim that the victim's death was the result of an accident did not warrant granting a manslaughter instruction.); State v. Griffith, No. 82AP-105, slip op. at 3 (Ohio App. Feb. 17, 1983) (1983 WESTLAW 3363) (“[T]here is no defense of accident; rather, a failure of proof of guilt of an intentional act.”).
In sum, the record contains no evidence of absence of malice-the principle element of manslaughter. “The evidence, however, only supports a conviction of the greater offense.” Mackbee, 575 So.2d at 23. Restated, Holland failed to compose a convincing argument evincing a sufficient evidentiary basis upon which “a rational or a reasonable juror ‘could find the defendant not guilty of the principal offense charged in the indictment yet guilty of the lesser included offense.’ ” Mease, 539 So.2d at 1330 (quoting Monroe v. State, 515 So.2d 860, 863 (Miss.1987)).
The trial judge did grant an instruction on the lesser-included offense of murder; he could have acted cautiously and granted the manslaughter instruction. In view of the evidence, however, the judge's refusal should be deemed proper. See Boyd, 557 So.2d at 1178 (“For some unknown reason, our competent and able trial judges continue to refuse instructions on lesser included offenses when the evidence warrants them. This in essence allows the jury to hear the defendant's side of the story.... [However,] the trial judge cannot indiscriminately give the instructions.”).
6. Issue: Whether Instruction S-2 Was Granted Erroneously?
Under objection by Holland, the trial judge granted the following instruction:
Instruction S-2
The Court instructs the jury that “malice aforethought” as charged in the indictment in this cause and as referred to in other instructions of the Court is a state of mind and does not have to exist in the mind of the slayer for any given length of time, and if the defendant, at the very moment of the fatal blow did so with the deliberate design to take the life of the deceased, Krystal D. King, then it was malice aforethought as if the deliberate design had existed in the mind of the defendant for minutes, hours, days, or weeks or even years.
Vol. I, at 133. Holland contends that this instruction should not have been granted because it “rules out manslaughter[ ] and is in hopeless conflict with [a] manslaughter instruction.” Appellant's Brief at 40-43 (quoting Windham v. State, 520 So.2d 123, 126 (Miss.1987)). Because the trial judge properly denied the manslaughter instruction, this Court affirms on the issue.
7. Conviction Affirmed
Based upon the foregoing, this Court holds that the evidence presented was sufficient to convince a rational factfinder of Holland's guilt of capital murder and the underlying crime of rape beyond a reasonable doubt.
C. Sentencing-Phase Issues
1. Issue: Whether the Jury's Premature Decision to Sentence Holland to Death Constituted a Reversible Error?
Upon conclusion of the guilt phase, at 2:49 p.m., the judge excused the jury while he and the attorneys discussed some preliminary matters regarding the sentencing phase. Vol. XIV, at 2403-04. At 3:11 p.m., the judge received a note from the jury. The note read: “We, the jury, sentence Gerald James Holland to death.” Holland immediately moved for a mistrial, which the judge overruled. Id. at 2407-09. Instead, the judge summoned the jury to the courtroom and instructed it accordingly:
Ladies and gentlemen, I have received your note and I want to let you know that the guilt stage of the trial is over with. There are certain administrative matters that the Court has to dispose of before we get to the second phase, which is the sentencing phase. At that stage there will be, of course, some testimony and I will instruct you as to the law that will govern the deliberations at that stage. Until we get to that point, I instruct you to refrain from any further deliberations. I can't tell you the exact time, but it will be shortly and the Court will bring you back out here and the Court will begin the sentencing phase, the second stage of the-Jury go to the jury room.
Id. at 2411.
The sentencing phase eventually commenced and, after approximately 2 hours and 43 minutes of testimony and argument, the phase concluded. The jury then deliberated for approximately 2 hours and 15 minutes before returning a sentence of death. Id. at 2439-513.
Holland now questions the judge's decision to overrule his motion for a mistrial.
(a) The Parties' Contentions
Holland contends that a mistrial should have been granted because the “jurors not only deliberated prior to the presentation of evidence and instructions, they arrived at a verdict, and thereby abandoned any pretense of impartiality going into the sentencing phase.” Appellant's Brief at 5-6 (citing cases).
The State counters that:
It is clear that the jury deliberated some two hours and ten minutes after receiving the instructions of the court at the end of testimony and arguments in the sentence phase of the trial. Clearly the jury followed the instructions of the Court and made the proper findings prior to imposing the sentence of death. The length of time that the jury took to arrive at its verdict demonstrates that it did not simply walk in the jury room and copy the verdict of death down. That would have only taken minutes. The length of time clearly shows that the jury seriously considered the aggravating and mitigating factors prior to arriving at their verdict.
Appellee's Brief at 9. The State adds that jurors are “presumed to follow the instructions of the court.” Id. (citing cases). Alternatively, the State contends that, assuming that the judge erred, the error at most should be deemed harmless: “It cannot be said, after considering all the evidence presented, that the jury would not have found that the aggravating circumstances did not outweigh the mitigating circumstances and sentenced the defendant to death.” Id. at 10 (citing cases).
(b) Relevant Law and Disposition
The Sixth Amendment, in part, guarantees the criminal defendant the right to a fair trial by an impartial jury. See Duncan v. Louisiana, 391 U.S. 145, 88 S.Ct. 1444, 20 L.Ed.2d 491 (1968) (applying the sixth-amendment right to states through the fourteenth amendment); Gardner v. Florida, 430 U.S. 349, 358, 97 S.Ct. 1197, 1204, 51 L.Ed.2d 393, 402 (1977) (“sentencing process ... must satisfy the requirements of the Due Process Clause”); Turner v. State, 573 So.2d 657, 670 (Miss.1990) (constitutional guarantees which are applicable to guilt phase are also applicable to sentencing phase); Dycus v. State, 440 So.2d 246, 257-58 (Miss.1983) (same).
Jurors must not “discuss a case among themselves until all the evidence has been presented, counsel have made final arguments, and the case has been submitted to them after final instructions by the trial court.” State v. Washington, 182 Conn. 419, 438 A.2d 1144, 1147 (1980) (citing several treatises); accord State v. McGuire, 272 S.C. 547, 253 S.E.2d 103 (1979); State v. Drake, 31 N.C.App. 187, 229 S.E.2d 51 (1976).
In short, “each juror [must] keep an open mind until the case has been submitted to the jury.” United States v. Klee, 494 F.2d 394, 396 (9th Cir.1974). An open mind is critical because:
[A]n opinion [prematurely] formed could only be removed, if at all, by evidence. This in effect shift[s] the burden of proof and place[s] upon the defendants the burden of changing by evidence the opinion thus formed. A juror having in discussion not only formed but expressed his view as to the guilt or innocence of the defendant, his inclination thereafter would be to give special attention to such testimony as to his mind strengthened, confirmed or vindicated the views which he had already expressed to his fellow jurors, whereas, had there been no discussion and no expression of tentative opinion, he would not be confronted with embarrassment before his fellow jurors should he change the tentative opinion which he might entertain from hearing evidence.
Winebrenner v. United States, 147 F.2d 322, 328 (8th Cir.1945); accord United States v. Aaron Burr, 25 F.Cas. 49, 50 (C.C.Va.1807) (“Such a person may believe that he will be regulated by testimony, but the law suspects him, and certainly not without reason. He will listen with more favor to that testimony which confirms, than to that which would change his opinion; it is not to be expected that he will weigh evidence or argument as fairly as a man whose judgment is not made up in the case.”); Washington, 438 A.2d at 1148 (“Once a juror has expressed an opinion ... the die may well have been cast.”).
Admittedly, “not every incident of juror misconduct requires a new trial.” Klee, 494 F.2d at 396. A new trial may be unwarranted if the misconduct is proved beyond a reasonable doubt to be harmless. Washington, 438 A.2d at 1149 (“Inasmuch as the error was one of constitutional dimension, it is incumbent upon the state to show that it is harmless beyond a reasonable doubt.”) (citing Aillon v. State, 168 Conn. 541, 363 A.2d 49 (1975)). Meeting this burden has generally been a formidable task because, “[a]lmost without exception, where the issue has been properly raised, every court has held that ... [mere] discuss[ion by jurors of] the case before its submission to them constitutes reversible error.” Id. at 1148 (citing numerous cases from various jurisdictions); see, e.g., State v. Gill, 273 S.C. 190, 255 S.E.2d 455, 457 (1979) (an oft-cited, capital-murder case which the South Carolina Supreme Court reversed because jurors prematurely commenced deliberations).
ii.
Applying the law to the facts, this Court concludes that the jury's premature deliberations prejudiced Holland's right to a fair hearing during the sentencing phase. A different conclusion may have been reached had the trial judge questioned the jurors in order to determine whether each of them could have remained impartial. See, e.g., United States v. Clapps, 732 F.2d 1148 (3d Cir.1984) (mistrial unwarranted because the trial judge removed two jurors who prematurely deliberated and questioned each of the remaining jurors and determined each was not influenced); United States v. Anello, 765 F.2d 253 (1st Cir.1985) (same); People v. Castillo, 144 A.D.2d 376, 534 N.Y.S.2d 188 (2d Dep't 1988) (same); see also Jones, 461 So.2d at 692 (“trial court is certainly free to employ a second jury if it wishes”).
In some jurisdictions, trial judges are required or advised to conduct a thorough inquiry when a juror or jurors prematurely deliberated or formed an opinion. In the case sub judice, the judge merely instructed the jurors to “refrain from further deliberations.” This instruction was insufficient to insure that Holland's right to a fair hearing was not prejudiced. The case must be remanded for re-sentencing by an impartial jury.
2. Remaining Issues
To prove that Holland had previously committed a felony involving the use or threat of violence, the State introduced a county court “JUDGMENT” in Texas involving a 1974 criminal conviction for raping a child. This may not constitute sufficient evidence of involvement of violence. This Court recognizes that, generally, rape is a crime inhering the element of violence. However, this Court also recognizes that consensual, non-violent intercourse with an individual under 18 years of age may constitute a violation of this and other states' statutory-rape statute. See, e.g., id. § 97-3-67 (1990 Supp.); see also State v. Gill, 273 S.C. 190, 255 S.E.2d 455, 457 (1979).
Although a trial court is not required to examine the underlying legal validity of the prior conviction, Nixon v. State, 533 So.2d 1078, 1099 (Miss.1987); Phillips v. State, 421 So.2d 476, 481 (Miss.1982), determining whether a defendant's prior conviction was a felony involving the use or threat of violence requires that this state's statutes be construed and applied. Where as here the conviction occurred in a sister state, this Court does not look to how that state characterizes the question of whether the crime was one of violence, rather, the analysis must be done under Mississippi law. For a conviction to qualify as predicate for an aggravating circumstance under this state's statutes, the conviction from the sister state must have been acquired under a statute which has as an element the use or threat of violence against the person or, by necessity, must involve conduct that is inherently violent or presents a serious potential risk of physical violence to another. United States v. Sherbondy, 865 F.2d 996, 1010-11 (9th Cir.1988).
The State has this burden of proving beyond a reasonable doubt the existence of each aggravating circumstance. Nixon, 533 So.2d at 1099. On retrial, the trial court should examine the evidentiary sufficiency of this aggravating circumstance.
The Court also notes that the aggravating circumstance of “especially heinous, atrocious or cruel” offense was submitted for jury consideration. The limiting instruction proposed in Coleman v. State, 378 So.2d 640 (Miss.1979), to channel the jury's discretion in considering this aggravating circumstance, was also granted. The limiting instruction should again be granted if the same aggravating circumstance is submitted. Berry v. State, 575 So.2d 1 (Miss.1990); Maynard v. Cartwright, 486 U.S. 356, 108 S.Ct. 1853, 100 L.Ed.2d 372 (1988).
III. CONCLUSION
The judgment of the lower court is affirmed on the guilt phase and is reversed and remanded for a new trial on the sentencing phase, consistent with this opinion.
GUILT PHASE: CONVICTION OF CAPITAL MURDER AFFIRMED.
ROY NOBLE LEE, C.J., HAWKINS and DAN M. LEE, P.JJ., and ROBERTSON, SULLIVAN, PITTMAN, BANKS and McRAE, JJ., concur.
SENTENCING PHASE: REVERSED AND REMANDED.
ROY NOBLE LEE, C.J., DAN M. LEE, P.J., and ROBERTSON, SULLIVAN, PITTMAN, BANKS and McRAE, JJ., concur.
HAWKINS, P.J., dissents with separate written opinion.
Holland v. State, 705 So.2d 307 (Miss. 1997). (Direct Appeal After Remand)
Defendant was convicted in the Circuit Court, Harrison County, Kosta N. Vlahos, J., of capital murder and sentenced to death, and he appealed. The Supreme Court, 587 So.2d 848, affirmed conviction but vacated sentence and remanded for resentencing. Resentencing jury in the Circuit Court, Harrison County, Kosta N. Vlahos, again imposed death penalty. Defendant appealed. The Supreme Court, Smith, J., held that: (1) sentencing scheme permitting imposition of death penalty for certain felony murders without a finding of intent to kill, but not for simple premeditated murder committed in atrocious manner, is not unconstitutional (2) defendant was barred by res judicata from relitigating guilty verdict at resentencing and was collaterally estopped from attacking his guilt; (3) introduction of conviction at resentencing was not error; (4) state's failure to turn over to defendant the victim's criminal history with respect to use of knives was not Brady violation; (5) defendant was barred by res judicata from attempting to suppress taped confession; (6) defendant failed to demonstrate substantial need for neurological examination to determine whether he suffered from brain damage; (7) denial of motion for change in venue was not abuse of discretion; (8) refusal to permit defendant to ask prospective jurors hypothetical question concerning their treatment of possible mitigating factor was not abuse of discretion; (9) refusal to quash jury panel or declare mistrial, based on prospective juror's statement that he agreed with first sentence that defendant received, was not error; (10) permitting prosecutor to exercise peremptory challenges on two potential jurors based on their views of death penalty was not error; (11) testimony by forensic pathologist as to suffering endured by victim was not rank speculation and was admissible; (12) prosecutor's closing argument did not improperly comment on defendant's decision not to testify; (13) improper comment of prosecutor that present case was one of those rare instances in which he had sought death penalty was not reversible error; (14) admission of photographs of victim at resentencing was proper; (15) statement of trial court concerning where victim's family usually sat did not constitute improper participation by court on state's behalf; (16) instruction that jury could not be influenced or swayed by bias, sympathy, or prejudice did not totally shut off consideration of sympathy and therefore was proper; (17) defendant was not entitled to proposed mercy instructions; (18) evidence supported instruction on aggravator of committing murder in order to avoid arrest; and (19) death sentence was not disproportionate.
Affirmed. Dan Lee, C.J., concurred specially and filed an opinion in which James L. Roberts, Jr. and Smith, JJ., joined. Prather, P.J., filed a dissenting opinion in which Sullivan, P.J., and Banks, J., joined.
SMITH, Justice, for the Court:
¶ 1. Gerald James Holland was convicted in 1987 in the Circuit Court of Harrison County of the capital murder of Krystal D. King, committed during the underlying crime of rape. Holland was sentenced to death. On appeal, this court affirmed the conviction of capital murder, but vacated the death penalty, and remanded the case for resentencing. Holland v. State, 587 So.2d 848 (Miss.1991). On April 3, 1993, a resentencing jury for the second time imposed the death penalty. This appeal consolidates Holland's direct appeal of his resentencing and our mandatory review of the death sentence. Holland assigned the thirty-one alleged errors on appeal. After thorough review, we find no error and accordingly affirm Holland's sentence of death.
THE FACTS
¶ 2. The evidence presented at the original trial was sufficiently summarized in our prior opinion. Holland I, 587 So.2d at 851. Therefore only limited additional facts are required here. Briefly, the 15-year-old victim was raped, beaten, and stabbed. The cause of death was asphyxiation as a ligature was placed around her neck and clothing was stuffed down her throat. Holland forced a friend, who had not been present during the murder, to accompany him to a remote area for burial of the mutilated body. This court held that the evidence presented was sufficient to convince a rational fact finder of Holland's guilt of capital murder and the underlying crime of rape beyond a reasonable doubt, and affirmed Holland's guilt.
¶ 3. The first jury, however, prematurely considered the death sentence before the mitigating and aggravating evidence was presented and before the instructions of the law were given by the trial court. This Court held that the defendant's Sixth Amendment right to a fair and impartial jury had been violated, vacated the death sentence and remanded for a new sentencing hearing. Id. at 872. Holland was granted a new sentencing hearing and again received the death penalty, which he is now appealing. He asserts that the trial court impermissibly restricted his mitigation evidence at rehearing. Therefore, the issue presented here concerns the scope of evidence admissible in mitigation after remand for resentencing before a new sentencing jury.
¶ 4. Holland filed a bevy of motions which were denied by the trial judge with certain exceptions. The trial judge reserved evidentiary rulings on each piece of evidence until presented at the trial. As to aggravating factors, the trial judge submitted by instruction the following aggravators: (1) that the capital offense was committed while the defendant was engaged in the act of commission of the crime of rape, (2) that the capital offense was committed for the purpose of avoiding or preventing a lawful arrest, and (3) that the capital offense was especially heinous, atrocious, or cruel. Additionally, the judge submitted to the jury the determination of whether Holland actually killed Krystal D. King, or attempted to kill her, or intended that the killing take place, or contemplated that lethal force would be employed in accordance with the capital sentencing procedure set forth in Miss.Code Ann. § 99-19-101(7)(a-d) (1994 rev.); see Enmund v. Florida, 458 U.S. 782, 797, 102 S.Ct. 3368, 3376-77, 73 L.Ed.2d 1140 (1982). The resentencing jury imposed the death sentence, finding the existence of all three of the aggravating factors, as well as finding that Holland actually killed Krystal King, intended to kill and contemplated that lethal force would be employed. From his sentence of death, Holland appeals.
DISCUSSION OF LAW
I. DID THE TRIAL COURT ERR IN DENYING HOLLAND'S MOTION VIII, WHICH SOUGHT A DECLARATION THAT MISSISSIPPI'S CAPITAL PUNISHMENT STATUTE IS UNCONSTITUTIONAL, INTER ALIA, BECAUSE IT AUTHORIZES IMPOSITION OF THE DEATH PENALTY FOR SIMPLE FELONY MURDER BUT NOT PREMEDITATED MURDER?
¶ 5. Holland argues that Miss.Code Ann. § 99-19-101, Mississippi's capital murder statute, is unconstitutional under the Eighth and Fourteenth Amendments to the United States Constitution. The ground assigned in this challenge is that the statute permits the death penalty for certain felony murders without a finding of intent to kill, but does not include premeditated murder. This error has been asserted before this Court in Gray v. State, 351 So.2d 1342, 1344 (Miss.1977), cert. denied, 446 U.S. 988, 100 S.Ct. 2975, 64 L.Ed.2d 847 (1980), reh'g denied, 448 U.S. 912, 101 S.Ct. 30, 65 L.Ed.2d 1174 (1980) and Bell v. Watkins, 381 So.2d 118, 124 (Miss.1980), but was denied without analysis. Therefore, this Court addresses the issue of constitutionality.
¶ 6. Gray's Eighth Amendment claim addressed the imposition of the death penalty. Under Gregg v. Georgia, 428 U.S. 153, 187-88, 96 S.Ct. 2909, 2931-32, 49 L.Ed.2d 859 (1976), reh'g denied, 429 U.S. 875, 97 S.Ct. 197, 50 L.Ed.2d 158 (1976), a death sentence must not be excessive in relation to the crime for which it is imposed, and death sentences must be imposed with reasonable consistency. Holland contends that Mississippi's capital murder scheme imposing death on an unpremeditated murder, but not a premeditated murder committed in an atrocious manner, implicates the Eighth Amendment concerning fair trial guarantees.
¶ 7. Holland's argument overlooks the fact that the our statute restricts, limits and narrows the death penalty to certain classes of cases. One class consists of those cases in which two crimes have been committed, i.e., murder and another specified type felony. Another class concerns a murder for compensation, or “hire.” See Miss.Code Ann. § 97-3-19(2)(a) and (d). Another class of crimes address specified classes of people considered particularly vulnerable, i.e., children, law enforcement personnel and public elected officials, etc. See Miss.Code Ann. § 97-3-19(2)(a), (e), (g).
¶ 8. Miss.Code Ann. § 99-19-101(7)(a-d) further restricts the imposition of death within the class to those persons the sentencing jury finds (1) actually killed; (2) attempted to kill; (3) intended to kill; or (4) contemplated lethal force be used.
¶ 9. The constitutional challenge asserted here does not offend the Eighth Amendment of the United States Constitution, and this conclusion has been long ago held by the United States Court of Appeals for the Fifth Circuit in Gray v. Lucas, 677 F.2d 1086 (5th Cir.1982), reh'g denied, 685 F.2d 139 (5th Cir.1982), cert. denied, 461 U.S. 910, 103 S.Ct. 1886, 76 L.Ed.2d 815, reh'g denied, 462 U.S. 1124, 103 S.Ct. 3099, 77 L.Ed.2d 1357 (1983).
¶ 10. Gray also addressed the due process or equal protection challenge of the Fourteenth Amendment and upheld Mississippi's legislative classifications of criminal activity thereunder stating:
The basis of Gray's claim under both equal protection and due process is that there is no rational basis for imposing the death penalty on people who commit murder during the course of a felony but not imposing it on people who commit especially atrocious simple murder. However, Mississippi could have rationally decided that felony murders pose a problem different from atrocious simple murders and could have sought to cure the felony murder problem first. Alternatively, the legislature could have decided that the death penalty would be more effective in deterring felony murders since an experienced felon is more likely to assess the consequences of his acts. Conversely, it could have rationally determined that the death penalty might not effectively deter atrocious simple murders since such people are likely as a group to act on passion or impulse and thus be unmindful of the consequences of their crime. In short, the legislature could have rationally decided that the one class of murders either presented a different problem from the other or that the death penalty would be more effective deterrent [sic] to felony murders than atrocious simple murders.
Gray, 677 F.2d at 1104.
¶ 11. Considering all these factors, this Court holds that Holland's constitutional challenge to Mississippi's capital murder statutory scheme is without merit.
II. DID THE TRIAL COURT ERR IN RULING THAT HOLLAND COULD NOT DENY, CHALLENGE, CONTEST, REBUT, EXPLAIN, OR DEFEND:
A. AGAINST THE CONTENTIONS THAT HOLLAND HAD RAPED THE VICTIM;
B. AGAINST THE EVIDENCE ADDUCED BY THE PROSECUTION IN SUPPORT OF THE RAPE AGGRAVATING CIRCUMSTANCE;
C. AGAINST THE CONTENTION THAT HOLLAND HAD ACTUALLY KILLED, ATTEMPTED TO KILL, INTENDED TO KILL, AND CONTEMPLATED LETHAL FORCE WOULD BE EMPLOYED AGAINST THE VICTIM ( ENMUND FACTORS)?
III. DID THE TRIAL COURT ERR IN RULING THAT:
A. HOLLAND COULD NOT ARGUE AND SEEK TO ESTABLISH A BASIS FOR RESIDUAL DOUBT REGARDING HIS GUILT FOR THE OFFENSE;
B. A DIRECTED VERDICT ON THE RAPE AGGRAVATING CIRCUMSTANCE SHOULD BE GRANTED;
C. THE PROSECUTION COULD INTRODUCE ANY AND ALL EVIDENCE ADMITTED AT THE GUILT-INNOCENCE PHASE OF THE PREVIOUS TRIAL, INCLUDING EVIDENCE TENDING TO SHOW THE CIRCUMSTANCES OF THE OFFENSE AND THAT HOLLAND MURDERED AND/OR RAPED THE VICTIM, BUT THAT HOLLAND COULD NOT INTRODUCE EVIDENCE ADMITTED AT THE GUILT-INNOCENCE PHASE OF THE PREVIOUS TRIAL TENDING TO SHOW THE CIRCUMSTANCES OF THE OFFENSE AND THAT HOLLAND DID NOT MURDER AND/OR RAPE THE VICTIM?
IV. IN DENYING HOLLAND'S MOTION TO PLACE THE COURT AND STATE ON NOTICE OF THE DEFENSE CALLING AS A WITNESS, DENNIS CANFIELD, AND PLANNING TO READ HIS PRETRIAL TRANSCRIPT LOCATED AT TR. 2232-64 OF THE FIRST TRIAL, WHICH TOOK PLACE IN NOVEMBER AND DECEMBER OF 1987?
V. IN RULING THAT DOCTOR LEROY RIDDICK, A HIGHLY QUALIFIED FORENSIC PATHOLOGIST, COULD NOT, EITHER AT THE HEARING ON HOLLAND'S MOTION TO ENJOIN DOCTOR MCGARRY'S TESTIMONY, OR AT HOLLAND'S CAPITAL RESENTENCING TRIAL, TESTIFY THAT THE FORENSIC EVIDENCE DID NOT SUPPORT A FINDING OF RAPE AND THAT DOCTOR MCGARRY'S TESTIMONY REGARDING THE ALLEGED RAPE WAS NOT CREDIBLE?
VI. IN DENYING HOLLAND FUNDS TO RETAIN THE SERVICES OF AN EXPERT IN THE FIELD OF SEROLOGY?
VII. IN DENYING HOLLAND'S MOTION IN LIMINE TO PRECLUDE THE PROSECUTION AT HOLLAND'S RE-SENTENCING HEARING FROM INTRODUCING ANY EVIDENCE OR WITNESS TESTIMONY THAT IS NOT RELEVANT TO STATUTORY AGGRAVATING CIRCUMSTANCES?
VIII. IN DENYING HOLLAND'S MOTION FOR A CRIMINAL HISTORY OF THE VICTIM?
¶ 12. The crucial question presented in issues two through eight is whether Holland is barred from reintroducing evidence to dispute guilt at the sentencing phase, to rebut aggravators offered by the prosecution, to dispute the Enmund factors which the prosecution must prove for imposition of the death penalty, or to support an argument on residual doubt.
¶ 13. In a pre-trial motion, Holland asked the Court to refrain from “directing a verdict in connection with the underlying crime of rape.” At this motion hearing, the trial judge ruled that there would not be a directed verdict on the aggravating circumstance of rape. However, the trial judge made it clear that his ruling would not preclude the State in “revisiting” the “totality of the [defendant's] acts” during the commission of the crime to show the killing and the rape “so that a rational sentencing body can make that decision of death or life imprisonment.” The trial court's ruling applied to the testimony of witnesses and the introduction of the judgment of guilt of capital murder. But, the trial court held that he would not allow “relitigation” of the guilty verdict, which was res judicata.
¶ 14. Holland's counsel objected to this procedure, arguing that any State's evidence introduced must address one of the aggravating circumstances. See Leatherwood v. State, 435 So.2d 645, 655 (Miss.1983), cert. denied, 465 U.S. 1084, 104 S.Ct. 1455, 79 L.Ed.2d 772 (1984). Furthermore, Holland argued that he should be allowed to rebut any evidence of the State, including the rape charge. Holland claims that the rebuttal of the testimony relating to the rape charge would allow him the benefit of any residual doubt that the jury might have concerning the rape. These rulings of the trial judge were in response to motions of the defense, and were not sua sponte actions of the trial court.
¶ 15. At trial, the State presented witnesses who described the murder and rape of Krystal King, including the officers to whom Holland made confessions. Holland cross-examined all of these witnesses. The defense objected to the testimony of the State's witness, Dr. Paul McGarry, a pathologist, on the ground that he would testify to matters outside his area of expertise and engage in speculation, when he described the injuries to Krystal's vagina and rectum. The trial judge overruled the objection, accepting McGarry's testimony as an expert within his field of knowledge. Dr. McGarry testified as to the forceful, jagged cuts around the victim's genital area, as well as other injuries, and to the source of some of those injuries, which he stated as being a human penis. Holland attempted to rebut Dr. McGarry's testimony with the proffered testimony of Dr. Leroy Riddick, a forensic pathologist, who disputed the State's contention about the source of the injuries and the presence of seminal fluid in Krystal, as well as the assertion that the victim experienced a long period of pain and suffering. Dr. Riddick also testified regarding the absence of seminal fluid in the victim's body. Dr. Riddick's testimony was not allowed into evidence by the trial court, although he was allowed to proffer his testimony.
¶ 16. Here, we are asked to determine whether Holland is entitled to relitigate the question of guilt at the sentencing phase. The State must prove the existence of aggravating factors beyond a reasonable doubt. See Miss.Code Ann. § 99-19-103 (1994 rev.); see also Holland v. State, 587 So.2d 848, 874 (Miss.1991). In addition, the State must prove one of four factors FN1 which show that the defendant generally intended to kill his victim. However, Mississippi law is silent concerning the ability of a defendant to introduce rebuttal evidence on those factors before a resentencing jury, in essence relitigating the guilt phase once more.
FN1. These findings are as follows: “(1) The defendant actually killed; (2) The defendant attempted to kill; (3) The defendant intended that a killing take place; (4) The defendant contemplated that lethal force would be employed.” Pinkton v. State, 481 So.2d 306, 309 (Miss.1985). These findings arise from statements concerning accomplice liability for felony murder in Enmund v. Florida, 458 U.S. 782, 797, 102 S.Ct. 3368, 3376-77, 73 L.Ed.2d 1140 (1982) and are found in Miss.Code Ann. § 99-19-101(7) (1994 rev.).
¶ 17. Relying on United States Supreme Court precedent, this Court has held that the capital sentencer may not be prohibited from considering “any aspect of the defendant's character or any circumstance of the offense.” Cole v. State, 525 So.2d 365, 371 (Miss.1987), cert. denied, 488 U.S. 934, 109 S.Ct. 330, 102 L.Ed.2d 348 (1988), reh'g denied, 488 U.S. 1023, 109 S.Ct. 826, 102 L.Ed.2d 815 (1989). However, this Court also stated that the trial court could exclude as irrelevant evidence which does not apply to the defendant or to the circumstances of the crime. Cole, 525 So.2d at 371. Our caselaw holds that in an appeal from a resentencing trial for capital murder, the issue of guilt is res judicata and cannot be relitigated. Irving v. State, 441 So.2d 846, 851-52 (Miss.1983), cert. denied, 470 U.S. 1059, 105 S.Ct. 1774, 84 L.Ed.2d 834 (1985), reh'g denied, 471 U.S. 1095, 105 S.Ct. 2170, 85 L.Ed.2d 527 (1985), abrogated on other grounds by Willie v. State, 585 So.2d 660 (Miss.1991); see also Jordan v. State, 518 So.2d 1186, 1189 (Miss.1987), cert. denied, 488 U.S. 818, 109 S.Ct. 57, 102 L.Ed.2d 35 (1988).
¶ 18. Holland urges this Court to read Irving more narrowly. Holland argues that Irving merely states that a defendant at a capital sentencing retrial is not entitled to an instruction listing the elements of an aggravating circumstance that was the underlying felony found at his guilt-innocence phase.
¶ 19. Holland's statement of Irving is accurate. However, the Irving Court reaches its decision by stating the following:
In that the conviction by the first jury was not disturbed on appeal, the present sentencing jury was prohibited by the doctrine of res judicata from relitigating the issue of guilty (sic). Rather, the second jury's function was to accept the first jury's finding that Irving was guilty of felony-murder involving robbery and then to determine sentence.
Irving, 441 So.2d at 849.
¶ 20. Holland argues that the lower court erred in prohibiting him from using evidence from the guilt phase at the sentencing phase of his trial. The defendant is limited to introducing evidence relevant to his sentence. Jackson v. State, 337 So.2d 1242, 1256 (Miss.1976), superseded by statute on unrelated grounds as recognized by Gray v. State, 351 So.2d 1342, 1349 (Miss.1977).
¶ 21. Holland argues that our caselaw requires resentencing proceedings to relitigate the question of guilt, citing West v. State, 519 So.2d 418, 425 (Miss.1988).FN2 Holland's reliance on West is misplaced, as this Court reversed the entire conviction in West, not merely the sentencing phase alone. West, 519 So.2d at 424-25.FN3 See also, Williams v. State, 684 So.2d 1179 (Miss.1996), cert. denied, 520 U.S. 1145, 117 S.Ct. 1317, 137 L.Ed.2d 479 (1997). The Williams court stated, “The only issue was the manner of punishment that Williams should receive. Mississippi case law states that in an appeal from a resentencing trial for capital murder, the issue of guilt is res judicata.” Williams, 684 So.2d at 1188, citing Irving, 441 So.2d at 851-52.
FN2. Holland's counsel states that West v. State stands for the proposition that new trials erase all prior proceedings, and “[i]ts verdict is as though it had never been.” West, 519 So.2d at 425; see also Hall v. State, 539 So.2d 1338, 1348 (Miss.1989) (holding “[w]hen we reverse and remand for a new trial, both sides begin anew, no balls, no strikes.”) This Court has not applied this logic to re-sentencing, and if this Court were to do so, a capital defendant would receive two trials, one for guilt, and another equally involved trial for sentencing.
Other courts take a different view. See, e.g., Green v. Zant, 738 F.2d 1529, 1542 (11th Cir.1984), cert. denied, 469 U.S. 1098, 105 S.Ct. 607, 83 L.Ed.2d 716 (1984), reh'g denied, 469 U.S. 1143, 105 S.Ct. 827, 83 L.Ed.2d 819 (1985) (stating that “[a] defendant does not arrive at the penalty phase of a capital proceeding with a clean slate, and there is no point in pretending otherwise.”)
FN3. Holland's eighth subsidiary argument asserts that this Court has contradicted itself on the scope of evidence admissible at the sentencing phase. On one hand, Holland notes that Hill v. State, 432 So.2d 427, 441 (Miss.1983), cert. denied, 464 U.S. 977, 104 S.Ct. 414, 78 L.Ed.2d 352 (1983) allows the presentation of all guilt phase evidence at sentencing. On the other hand, Holland also notes that Balfour v. State, 598 So.2d 731, 747-48 (Miss.1992) limited the State's proof to evidence only impacting on the aggravating circumstances.
There is no inherent contradiction. Balfour controls, applying Miss.Code Ann. § 99-19-101(1), through limiting the presentation of evidence to aggravating circumstances. However, this Court has also noted that the State must present “credible evidence” to support Enmund factors at sentencing, namely, that the defendant killed. Carr v. State, 655 So.2d 824, 854 (Miss.1995), cert. denied, 516 U.S. 1076, 116 S.Ct. 782, 133 L.Ed.2d 733 (1996).
Therefore, the State must introduce evidence of guilt at sentencing, or face a certain directed verdict on factors. Although the question of whether a defendant is entitled to present rebuttal evidence on the Enmund factors is still open, the State not only can, but must present evidence at sentencing for both its aggravators and for guilt, so far as the Enmund factors require its proof.
¶ 22. Other states' caselaw splits as to whether the defendant is permitted to introduce evidence of innocence at sentencing, whether on collateral estoppel or any other ground. California, among other states, prohibits the introduction of this evidence. People v. Haskett, 30 Cal.3d 841, 180 Cal.Rptr. 640, 656, 640 P.2d 776, 792 (1982) (stating “he [defendant] had no right to attack ‘the legality of the prior adjudication....’ We found ‘self-evident’ the proposition that attempts to relitigate a prior finding of guilt are prohibited.”), cert. denied, 502 U.S. 822, 112 S.Ct. 83, 116 L.Ed.2d 56 (1991); see Kuenzel v. State, 577 So.2d 474, 477 (Ala.Crim.App.1990) (approving statutory procedure allowing jury to consider aggravator “proved beyond a reasonable doubt” at sentencing, if used at trial to reach conviction), cert. denied, 502 U.S. 886, 112 S.Ct. 242, 116 L.Ed.2d 197 (1991); State v. Biegenwald, 106 N.J. 13, 524 A.2d 130, 160 (1987) (stating “[r]etrial of issues relevant only to guilt is not permitted.”); Stockton v. Commonwealth, 241 Va. 192, 402 S.E.2d 196, 207 (1991) (holding defendant not allowed to present evidence of innocence in penalty phase), cert. denied, 502 U.S. 902, 112 S.Ct. 280, 116 L.Ed.2d 231 (1991).
¶ 23. On the other hand, other states disapprove of any prohibition of evidence of innocence at sentencing. Blankenship v. State, 251 Ga. 621, 308 S.E.2d 369, 371 (1983), cert. denied, 488 U.S. 871, 109 S.Ct. 183, 102 L.Ed.2d 152 (1988); State v. Stewart, 288 S.C. 232, 341 S.E.2d 789, 790 (1986). The Georgia Supreme Court has stated that such information bearing on innocence at sentencing is particularly valuable when a re-sentencing occurs and a new jury is empaneled which did not hear the evidence in the guilt phase. Romine v. State, 256 Ga. 521, 350 S.E.2d 446, 453 (1986), cert. denied, 481 U.S. 1024, 107 S.Ct. 1912, 95 L.Ed.2d 517 (1987), reh'g denied, 484 U.S. 1048, 108 S.Ct. 788, 98 L.Ed.2d 873 (1988).
¶ 24. Federal caselaw also splits on this subject. The United States Supreme Court generally permits a defendant to introduce any relevant mitigating evidence available. Eddings v. Oklahoma, 455 U.S. 104, 113-14, 102 S.Ct. 869, 876-77, 71 L.Ed.2d 1 (1982) (allowing use of troubled childhood as mitigating evidence at sentencing), cert. denied, 470 U.S. 1051, 105 S.Ct. 1750, 84 L.Ed.2d 814 (1985); Roberts v. Louisiana, 431 U.S. 633, 637, 97 S.Ct. 1993, 1995, 52 L.Ed.2d 637 (1977) (requiring certain mitigating evidence to be introduced).
¶ 25. The Supreme Court has also stated that a defendant must be allowed to rebut or defend against evidence introduced against him generally. Skipper v. South Carolina, 476 U.S. 1, 5 n. 1, 106 S.Ct. 1669, 1671 n. 1, 90 L.Ed.2d 1 (1986) (permitting defendant to submit rebuttal evidence of behavior in prison to counter State's charges of defendant as bad prisoner). It should be noted that in Eddings, Roberts, Simmons, and Skipper, the evidence submitted was clearly offered as mitigation evidence, whereas Holland boldly proclaims his purpose is to attack the prior finding and adjudication of guilt. Such attempt to cast doubt on Holland's prior finding of guilt, which was affirmed on appeal by this Court, is not at all, in the strictest sense, a mitigating factor.
¶ 26. In its landmark opinion permitting the death penalty, the Supreme Court gave a list of relevant mitigating factors, but the direct question of innocence or guilt was not among them. Gregg v. Georgia, 428 U.S. 153, 193 n. 44, 96 S.Ct. 2909, 2935, n. 44, 49 L.Ed.2d 859 (1976).FN4 Furthermore, the Supreme Court stated that mandatory presumptions violate the Fourteenth Amendment by relieving the State of the burden of proving the elements of the aggravators. Sullivan v. Louisiana, 508 U.S. 275, 280, 113 S.Ct. 2078, 2082, 124 L.Ed.2d 182 (1993).
FN4. The Supreme Court did state that where a “defendant was an accomplice in a murder committed by another person and his participation ... was relatively minor,” the defendant could introduce that evidence as a mitigating factor. Gregg, 428 U.S. at 194 n. 44, 96 S.Ct. at 2935 n. 44.
¶ 27. The Supreme Court has stated, “[T]his Court has never held that a capital defendant has a constitutional right to an instruction telling the jury to revisit the question of his identity as the murderer as a basis for mitigation.” Franklin v. Lynaugh, 487 U.S. 164, 172-73, 108 S.Ct. 2320, 2327, 101 L.Ed.2d 155 (1988), reh'g denied, 487 U.S. 1263, 109 S.Ct. 25, 101 L.Ed.2d 976 (1988). The Court also held that doubts on identity, even residual ones, do not relate to mitigating evidence concerning the character, record, or circumstances of the offense. Franklin, 487 U.S. at 174, 108 S.Ct. at 2327-28. The Court also approved of the overlap between a finding of guilt in an underlying felony supporting a capital offense and the reuse of that felony to prove an aggravator in the sentencing phase. Lowenfield v. Phelps, 484 U.S. 231, 241-46, 108 S.Ct. 546, 553-55, 98 L.Ed.2d 568 (1988), reh'g denied, 485 U.S. 944, 108 S.Ct. 1126, 99 L.Ed.2d 286 (1988). This Court has denied residual doubt as a mitigating factor. Minnick v. State, 551 So.2d 77 (Miss.1988), rev'd on other grounds, 498 U.S. 146, 111 S.Ct. 486, 112 L.Ed.2d 489 (1990), overruled on other grounds by Willie v. State, 585 So.2d 660 (Miss.1991).
¶ 28. As to the principle of collateral estoppel in criminal cases, the Supreme Court has thus far only allowed its use in acquittals, where the principle was applied in conjunction with double jeopardy to bar reprosecutions for the same offense. Ashe v. Swenson, 397 U.S. 436, 444-45, 90 S.Ct. 1189, 1194-95, 25 L.Ed.2d 469 (1970). The United States Supreme Court has stated that the Double Jeopardy Clause applies to separate trials, but not guilt and punishment phases of the same trial. Schiro v. Farley, 510 U.S. 222, 231, 114 S.Ct. 783, 790, 127 L.Ed.2d 47(1994), reh'g denied, 510 U.S. 1215, 114 S.Ct. 1341, 127 L.Ed.2d 688 (1994).FN5 However, the Schiro Court was not called upon to consider collateral estoppel against the defendant, but only the prosecution. Schiro, 510 U.S. at 231, 114 S.Ct. at 790. The Supreme Court has yet to answer whether collateral estoppel applies to bar the defense from relitigating an issue, as opposed to the government.FN6
FN5. The Schiro Court refused to consider the applicability of collateral estoppel, in that the Court found Schiro unable to prove the elements of collateral estoppel in that case. Schiro, 510 U.S. at 231, 114 S.Ct. at 790.
FN6. The Schiro Court noted that under its decision, a defendant would be forced to relitigate, in habitual offender prosecutions, convictions for which he had previously been tried. Schiro, 510 U.S. at 230, 114 S.Ct. at 789. Since the Court went no further, it is still unclear what the scope of relitigation would cover in regards to the preclusive effect of a conviction on aggravating factors at sentencing.
¶ 29. At least one lower federal court requires the sentencing jury to hear evidence supporting innocence. Chaney v. Brown, 730 F.2d 1334, 1351-52 (10th Cir.1984), cert. denied, 469 U.S. 1090, 105 S.Ct. 601, 83 L.Ed.2d 710 (1984). Lower federal courts split over the general issue of collateral estoppel barring relitigation of findings of guilt by a jury. Some federal courts prohibit such evidence. United States v. Pelullo, 14 F.3d 881, 896 (3rd Cir.1994), rev'd on other grounds, 105 F.3d 117 (3rd Cir.1997); United States v. Harnage, 976 F.2d 633, 635 (11th Cir.1992) (holding collateral estoppel should not be applied to criminal defendant); Flittie v. Solem, 775 F.2d 933, 940 (8th Cir.1985), cert. denied, 475 U.S. 1025, 106 S.Ct. 1223, 89 L.Ed.2d 333 (1986).
¶ 30. However, other courts have permitted evidence of findings of guilt to collaterally estop the defendant in later proceedings. Hernandez-Uribe v. United States, 515 F.2d 20, 21-22 (8th Cir.1975), cert. denied, 423 U.S. 1057, 96 S.Ct. 791, 46 L.Ed.2d 647 (1976); United States v. Colacurcio, 514 F.2d 1, 6 (9th Cir.1975). We adopt the logic of Hernandez-Uribe We hold that because of the finding of guilt by the prior jury, Holland is barred by res judicata from relitigating the prior jury verdict of guilt and is collaterally estopped in these proceedings from attacking his guilt.
¶ 31. Holland argues that our caselaw requires the trial court to permit his presentation of evidence on whimsical or residual doubt. Our caselaw has prohibited counsel from doing more than asserting whimsical doubt at closing argument. This Court has rejected a defendant's submission of a whimsical doubt jury instruction. Hansen v. State, 592 So.2d 114, 150-51 (Miss.1991), cert. denied, 504 U.S. 921, 112 S.Ct. 1970, 118 L.Ed.2d 570 (1992), reh'g denied, 505 U.S. 1231, 112 S.Ct. 3060, 120 L.Ed.2d 924 (1992). Other states are split on the subject. Florida expressly prohibits the submission of evidence on whimsical doubt. King v. State, 514 So.2d 354, 358 (Fla.1987), cert. denied, 487 U.S. 1241, 108 S.Ct. 2916, 101 L.Ed.2d 947 (1988); see also Ruiz v. State, 299 Ark. 144, 772 S.W.2d 297, 308 (1989); People v. Fields, 135 Ill.2d 18, 142 Ill.Dec. 200, 222, 552 N.E.2d 791, 813 (1990), cert. denied, 498 U.S. 881, 111 S.Ct. 227, 112 L.Ed.2d 182 (1990), reh'g denied, 498 U.S. 994, 111 S.Ct. 547, 112 L.Ed.2d 555 (1990). Other states allow argument on residual doubt. See, e.g., Moon v. State, 258 Ga. 748, 375 S.E.2d 442, 452 (1988), cert. denied, 499 U.S. 982, 111 S.Ct. 1638, 113 L.Ed.2d 733 (1991), reh'g denied, 501 U.S. 1224, 111 S.Ct. 2841, 115 L.Ed.2d 1010 (1991); State v. Tyler, 50 Ohio St.3d 24, 553 N.E.2d 576, 583 (1990), cert. denied, 498 U.S. 951, 111 S.Ct. 371, 112 L.Ed.2d 334 (1990).
¶ 32. The United States Supreme Court states that defendants have no constitutional right to reconsideration of residual doubt on sentencing. Franklin, 487 U.S. at 174, 108 S.Ct. at 2327-28. The Franklin Court noted such a right would be inconsistent with penalty-only trials, such as resentencings, which are not themselves violative of the Eighth Amendment. Id. at 173 n. 6, 108 S.Ct. at 2327 n. 6.
¶ 33. Most federal courts generally follow Franklin. Evans v. Thompson, 881 F.2d 117, 120 (4th Cir.1989), cert. denied, 497 U.S. 1010, 110 S.Ct. 3255, 111 L.Ed.2d 764 (1990); Coleman v. Saffle, 869 F.2d 1377, 1393 (10th Cir.1989), cert. denied, 494 U.S. 1090, 110 S.Ct. 1835, 108 L.Ed.2d 964 (1990), reh'g denied, 496 U.S. 913, 110 S.Ct. 2606, 110 L.Ed.2d 285 (1990). However, the Fifth Circuit has implied such evidence may be relevant at sentencing. Lindsey v. King, 769 F.2d 1034, 1042 (5th Cir.1985).
¶ 34. Holland argues that the trial court's refusal to allow him to relitigate these issues of guilt denied him the right to argue whimsical or residual doubt as to the validity of the conviction. Holland relies on Hansen, 592 So.2d at 150-51 and Minnick, 551 So.2d 77, for the proposition that he was entitled to, but was denied the right to argue whimsical doubt to the jury.
¶ 35. The Supreme Court in Franklin, supra, has held that arguing that residual doubt was not a mitigating factor as it did not go to the issue of a defendant's character, record, or circumstances of the offense, but only to doubt about a defendant's guilt, which is not in the strictest sense, a mitigating factor. Franklin, 487 U.S. at 174, 108 S.Ct. at 2327-28. The Supreme Court further analyzed this holding in Penry v. Lynaugh, 492 U.S. 302, 315-319, 109 S.Ct. 2934, 2945-2947, 106 L.Ed.2d 256 (1989).
¶ 36. In the case at bar, there is no residual doubt that could be argued. This Court has already affirmed Holland's conviction of capital murder committed while engaged in the underlying felony of rape. Accordingly, this Court's prior affirmance of guilt precludes any residual or whimsical doubt as to the validity of Holland's conviction.FN7 We hold that there can be no error in denying Holland the right to argue residual or whimsical doubt, since it is not a mitigating factor that is constitutionally recognized.
FN7. Residual doubt may have a place in a sentence phase conducted before the same jury that convicted a capital defendant. However, there is no residual doubt of guilt to be argued in cases such as that at bar.
¶ 37. We must not confuse what is valid, relevant mitigating evidence with evidence utilized to attack the prior verdict and affirmance of guilt. All of the evidence proposed in Holland's proffer is nothing more than an attempt to attack Holland's prior conviction, which was affirmed by this Court. In Minnick v. State, supra, in considering the defendant's refused jury instruction, which read: “The Court instructs the jury that if you have any whimsical doubt then that is a mitigating circumstance,” this Court stated:
In refusing the instruction, the trial court told defense counsel that he could argue whimsical or residual doubt to the jury if he chose, which defense counsel did. Minnick cites Smith v. Wainwright, 741 F.2d 1248 (11th Cir.1984), as support for his proposition. While that case acknowledges that a “whimsical doubt” might inure to the benefit of a defendant, the opinion does not say that the jury needs to be instructed on whimsical doubt as a mitigating factor. In fact, this discussion was in the context of the court considering an ineffective assistance of counsel claim and, tangentially, the ramifications of a single jury sitting for both phases of a capital trial. In a later Fifth Circuit case, Johnson v. Thigpen, 806 F.2d 1243 (5th Cir.1986), the Fifth Circuit again considered whimsical doubt in terms of such being a beneficial byproduct of the same jury sitting for both phases of the trial. Id. at 1251.That discussion was in the context of what limitations may be imposed on defense counsel's argument so as not to impair the jury's consideration of residual doubt. No discussion of a jury instruction appears in this opinion. (emphasis added).
Minnick, 551 So.2d at 95.
¶ 38. It is clear that while this Court, and many others, allow residual doubt argument, the United States Supreme Court, and this Court, do not permit defendants such as Holland to go further with the submission of jury instruction or evidence on residual doubt.
¶ 39. There is very little factual information to which to apply this caselaw. This question is primarily one of law. However, the trial court's ruling affected Holland's defense in at least three ways: (1) Holland stated that he would have testified himself and that the trial court's ruling “chilled” his right to testify; (2) Holland would have put on a serologist to dispute the State's findings concerning seminal fluid in Krystal, in that the serologist would have stated that the State's finding of acid phosphatase do not necessarily mean seminal fluid was present; and (3) Holland would have put Dr. Leroy Riddick on the stand to dispute Dr. McGarry's findings of rape.
¶ 40. In summary, while the question of whether Holland should be allowed to relitigate his guilt, in order to allow him to rebut evidence at sentencing, is very close, the distinction here is between introducing valid mitigating evidence in the sentencing phase and introducing evidence that challenges the guilty verdict of the original jury. The evidence Holland proffered is nothing more than an attack upon the prior finding of guilt by the first jury, which was affirmed by this Court. We hold that Holland's proffered evidence is not proper mitigation evidence, that he may not argue residual or whimsical doubt to a re-sentencing jury, and that he is collaterally estopped because of the prior finding of guilt affirmed by this Court. To allow the prior verdict to be challenged in this manner is a failure to recognize that this proceeding is actually a totally separate second phase hearing, except that Holland has already been convicted of capital murder committed during the course of the rape of Krystal King and this re-sentencing jury has knowledge that Holland was previously adjudged guilty of that crime. The re-sentencing jury is allowed to rely upon that prior conviction as sufficient.
¶ 41. As for residual doubt, because Holland is not entitled to a jury instruction on such a doubt, Holland is not entitled to present evidence on such a doubt. Hansen, 592 So.2d at 150-51.
¶ 42. Regarding whether the trial court in fact directed a verdict against Holland, he correctly asserts that caselaw prohibits a directed verdict against a criminal defendant. Sullivan v. Louisiana, 508 U.S. 275, 277, 113 S.Ct. 2078, 2080, 124 L.Ed.2d 182 (1993) (holding such jury instructions not harmless error). Holland asserts that the exclusion of his exculpatory evidence at sentencing rendered a de facto directed verdict against him on the Enmund factors and the rape aggravator. Holland also asserts that the State should not be able to introduce all of the evidence at trial once again without allowing the defendant to rebut this evidence.
¶ 43. Our caselaw requires the State to prove at least one of the Enmund factors regarding intent to kill. See Miss.Code Ann. § 99-19-101(7) (1994 rev.). This requirement necessarily forces the State to include evidence impacting on guilt, which the jury could nevertheless find insufficient to impose death, despite the defendant's conviction. Biegenwald, 524 A.2d at 160-61. On the other hand, the State could elect to stand on the prior conviction. Mississippi allows the State to stand on its conviction or reintroduce the evidence in the guilt phase. Jackson, 337 So.2d at 1256; see also Hill v. State, 432 So.2d 427, 441 (Miss.1983), cert. denied, 464 U.S. 977, 104 S.Ct. 414, 78 L.Ed.2d 352 (1983).
¶ 44. Here, contrary to Holland's claim, the trial court clearly ruled that there would be no directed verdict on the issue of murder during the commission of a rape and that Holland actually killed the victim. This allegation of error is but an attempt by Holland to mischaracterize the trial court's ruling. We hold that Holland did not suffer a directed verdict on these issues and that the State is permitted to introduce evidence of guilt, without rebuttal of that evidence because of res judicata. Irving, 441 So.2d at 851-52. “Retrial of issues only to guilt is not permitted.” Williams, 684 So.2d at 1192, citing Biegenwald, 524 A.2d at 158-61.
¶ 45. Holland also argues that the refusal to admit Canfield's testimony on the ground of res judicata violates compulsory process rights, the Confrontation Clause, fair trial, due process and equal protection of law guarantees, and his rights under the Eighth Amendment.
¶ 46. The trial court judge excluded Dr. Canfield's testimony on the grounds that, as a matter of law, this exculpatory testimony attacking the question of rape was barred in the sentencing hearing. Dr. Canfield would have testified that he found no acid phosphatase in testing vaginal swabs from Krystal, indicating that no semen was present, and therefore, that no rape occurred.
¶ 47. The standard of review would, therefore, be de novo. Bank of Mississippi v. Hollingsworth, 609 So.2d 422, 424 (Miss.1992). Holland complains the actions of the trial court in excluding evidence of innocence at sentencing, such as Dr. Canfield's testimony, violates his right to compulsory process and his Confrontation Clause guarantees. These rights (fair trial, due process, equal protection) are discussed above through case law in several allegations of error. Holland cites no caselaw to support the proposition that the trial court's refusal to admit Dr. Canfield's testimony violates either compulsory process or Confrontation Clause guarantees. This sub-issue is thus barred as unsupported by authority. See, e.g., Johnson v. State, 626 So.2d 631, 634 (Miss.1993).
¶ 48. Notwithstanding the bar, even alternatively considering the issue on the merits, Holland has no Confrontation Clause guarantees at sentencing. Williams v. Oklahoma, 358 U.S. 576, 584, 79 S.Ct. 421, 426, 3 L.Ed.2d 516 (1959), reh'g denied, 359 U.S. 956, 79 S.Ct. 737, 3 L.Ed.2d 763 (1959); see United States v. Hammer, 3 F.3d 266, 272 (8th Cir.1993), cert. denied, 510 U.S. 1139, 114 S.Ct. 1121, 127 L.Ed.2d 430 (1994).
¶ 49. Although the United States Supreme Court has not reviewed the question of compulsory process at sentencing, at least one state court requires that guarantee under some circumstances. State v. Wells, 265 N.W.2d 239, 243 (N.D.1978), cert. denied, 442 U.S. 932, 99 S.Ct. 2865, 61 L.Ed.2d 300 (1979). On the merits, Mississippi caselaw holds that compulsory process requires “a fair and reasonable opportunity to confront and rebut” any evidence which supports the State's position. Goforth v. City of Ridgeland, 603 So.2d 323, 327 (Miss.1992). Neither this Court nor any other has determined what effect, if any, a prior jury's finding of guilt would have on this right at resentencing. The question of compulsory process, in conflict with theory on res judicata, is a case of first impression for this Court. In Holland v. State, 587 So.2d 848 (1991), this Court affirmed the finding of the prior jury that Holland had murdered the victim during the course of a rape. Such proof was sufficient for the prior jury to find that the capital offense was committed during the course of a rape and that Holland had actually killed Krystal King. Nevertheless, the State re-introduced proof of the killing and rape that had previously been introduced at the first trial. Allowing Holland to rebut the proof of his guilt by calling as witnesses or reading the testimony of Dr. Canfield, Mr. Turner, Dr. Riddick and Mr. Wojtkiewicz would be allowing Holland to relitigate the issue of guilt, which we have already determined to be res judicata.
¶ 50. Holland cites no cases in support of the claim that the trial court erred in denying the testimony of Dr. Riddick. Accordingly, this issue is barred from consideration. Armstrong v. Armstrong, 618 So.2d 1278, 1282 (Miss.1993); Caldwell v. State, 564 So.2d 1371, 1373-74 (Miss.1990).
¶ 51. The procedural bar notwithstanding, and alternatively considering the issue on the merits, we note that Holland addresses this issue on the same grounds as the allegations raised in Issues II through VII. Holland essentially argues that by disallowing rebuttal evidence against Dr. McGarry, the trial court violated Holland's constitutional rights. This issue revolves around, as do the other issues, whether res judicata at trial bars relitigation of guilt at sentencing, given Holland's constitutional rights. This allegation of error is an incarnation of the earlier addressed issues.FN8 We again hold that this issue is barred due to res judicata.
FN8. Holland claimed that he wanted to testify that he was innocent and that he did not commit a rape. (Tr. 1280-81). The trial court would not permit him to testify to matters of guilt or innocence, although he was otherwise free to take the stand. Holland argues that exclusion of exculpatory evidence chilled his right to testify in this case. Holland cites authority concerning his right to testify at trial. Rock v. Arkansas, 483 U.S. 44, 49, 107 S.Ct. 2704, 2707-08, 97 L.Ed.2d 37 (1987). This Court has recognized that a defendant's prior conviction, potentially usable for impeachment, may impermissibly chill a defendant's right to testify if he has something relevant to say, such as establishing an alibi. Saucier v. State, 562 So.2d 1238, 1245 (Miss.1990); see also Hansen, 592 So.2d at 130-31; Hawkins v. State, 538 So.2d 1204, 1206 (Miss.1989). Another state's case concerning chilling testimony dealt with using perjury as an aggravating factor without a separate trial on perjury. State v. James, 109 N.M. 278, 784 P.2d 1021, 1024-25 (App.1989). This case upheld the trial court's ability to use defined and noted falsehoods in a defendant's testimony as a factor in considering a sentence. James, 784 P.2d at 1024-25.
¶ 52. Holland argues that the trial court's rulings unconstitutionally “chilled” his right to testify. Rock v. Arkansas, 483 U.S. 44, 107 S.Ct. 2704, 97 L.Ed.2d 37 (1987) (recognizing constitutional right “to testify on one's own behalf at a criminal trial”). Holland claims that because of the trial court's ruling he not only did not testify, but also elected not to make a closing statement to the jury. Such claim was raised for the first time in Holland's Motion for New Trial. We find that this is but a mere allegation wholly unsupported by any evidence in this record and was not further developed during the hearing on the motion for a new trial. This issue is barred. Foster v. State, 639 So.2d 1263, 1270 (Miss.1994), cert. denied, 514 U.S. 1019, 115 S.Ct. 1365, 131 L.Ed.2d 221 (1995), reh'g denied, 514 U.S. 1123, 115 S.Ct. 1992, 131 L.Ed.2d 878 (1995); Cole v. State, 525 So.2d 365 (Miss.1987), cert. denied, 488 U.S. 934, 109 S.Ct. 330, 102 L.Ed.2d 348 (1988), reh'g denied, 488 U.S. 1023, 109 S.Ct. 826, 102 L.Ed.2d 815 (1989).
IX. DID THE TRIAL COURT ERR IN DENYING HOLLAND FUNDS TO RETAIN THE SERVICES OF AN EXPERT IN THE FIELD OF SEROLOGY?
¶ 53. Holland fails to fully brief the issue in his original and reply briefs of the failure of the trial court to provide funds for an expert serologist. No authority is cited by Holland; thus, this issue is barred. Pate v. State, 419 So.2d 1324, 1325-26 (Miss.1982). Accordingly, this Court bars discussion of it under Caldwell, 564 So.2d at 1373-74.
¶ 54. The bar notwithstanding, alternatively we consider the issue on its merits. Holland asserts that a serologist would have testified to Holland's innocence. Specifically, he argues that this serologist would state that the presence of acid phosphatase in Krystal's body does not necessarily mean semen was present. The trial judge excluded the serologist's testimony and refused to provide Holland funds for that serologist because, in the trial judge's view, such exculpatory evidence was impermissible at sentencing, as a matter of law.
¶ 55. The standard of review is de novo, since the trial court's refusal was based upon law. Bank of Mississippi v. Hollingsworth, 609 So.2d 422, 424 (Miss.1992). The general standard of review for a trial court's refusal to provide an expert witness is substantial need for that expert. Hansen, 592 So.2d at 125. The general standard of review for a trial court's decision on a question of admissibility of an expert's opinion is whether the expert's testimony would “assist the trier of fact in making a determination on the ultimate issue.” Lentz v. State, 604 So.2d 243, 246 (Miss.1992). Having affirmed the bar on exculpatory evidence in sentencing, this Court holds that the trial court's decision in this case was correct. Holland asserts in his trial brief that the serologist's testimony would go to guilt or innocence and would assist the trier of fact on a relevant issue. This Court cannot address the issue of substantial need, as it was not considered by the trial court. Beard v. Stanley, 205 Miss. 723, 735, 39 So.2d 317, 321 (1949).
X. DID THE TRIAL COURT ERR IN DENYING HOLLAND'S MOTION IN LIMINE TO PRECLUDE THE PROSECUTION AT HOLLAND'S RE-SENTENCING HEARING FROM INTRODUCING ANY EVIDENCE OR WITNESS TESTIMONY THAT IS NOT RELEVANT TO STATUTORY AGGRAVATING CIRCUMSTANCES?
¶ 56. Holland claims in a motion in limine that the state should be precluded from introducing evidence not relevant to the statutory aggravating circumstances. This assignment of error reaches the same issues addressed in assignment of error VI.
¶ 57. In 1983 the legislature amended the capital sentencing statute, Miss.Code Ann. § 99-19-101 (Supp.1994). See White v. State, 532 So.2d 1207, 1219 (Miss.1988). The amendment codified the Enmund factors that a sentencing jury must find, in order to impose a death sentence, that the defendant actually killed, that the defendant attempted to kill, that the defendant intended that a killing take place, or that the defendant contemplated that lethal force be used. Miss.Code Ann. § 99-19-101(7) (Supp.1994). The written factors reflect the Enmund requirement that jurors find intent to kill before a capital sentence may be imposed. Enmund v. Florida, 458 U.S. 782, 798-801, 102 S.Ct. 3368, 3377-3379, 73 L.Ed.2d 1140 (1982).
¶ 58. In White v. State, this Court clearly established that the State must present evidence on the Enmund factors to reach or exceed the level of reasonable doubt. White, 532 So.2d at 1219.FN9 As a result, any Enmund findings are vulnerable to attack for sufficiency of the evidence errors, without proof being submitted at sentencing by the State, reaching the standard of beyond a reasonable doubt. Id. at 1220. The Carr Court recently reaffirmed White 's holding that Enmund factors must be supported with “credible evidence.” Carr v. State, 655 So.2d 824, 854 (Miss.1995), cert. denied, 516 U.S. 1076, 116 S.Ct. 782, 133 L.Ed.2d 733 (1996).
FN9. In doing so, this Court merely applied the general standard for proof at criminal trials to these findings at sentencing. White, 532 So.2d at 1219, citing McCray v. State, 486 So.2d 1247, 1251 (Miss.1986); Barnette v. State, 481 So.2d 788, 791 (Miss.1985). Federal constitutional level guarantees of due process support this requirement. Id., citing, e.g., Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979), reh'g denied, 444 U.S. 890, 100 S.Ct. 195, 62 L.Ed.2d 126 (1979).
¶ 59. Therefore, it is not only permissible, but mandatory, that the State be required to put on evidence impacting on the intent of the accused, which is the mens rea of the underlying crime. See, e.g., Myers v. State, 522 So.2d 760, 761 (Miss.1988) (recognizing element of mens rea at criminal law). The State has the right and is required to not only present evidence of aggravators, but also evidence impacting on Enmund factors. We find that there was no error in the trial court's denial of this instruction.
XI. DID THE TRIAL COURT ERR IN ALLOWING THE PROSECUTOR TO INTRODUCE INTO EVIDENCE A COPY OF THE INDICTMENT AND A CERTIFIED COPY OF THE JURY VERDICT FROM THE GUILT-INNOCENCE PHASE OF HOLLAND'S PREVIOUS TRIAL?
¶ 60. Holland asserts that the trial court erred in admitting evidence on the result of a former trial. Holland asserts that Mississippi caselaw bars the introduction of this evidence. Merchants Co. v. Hutchinson, 199 So.2d 813, 816 (Miss.1967). Holland's reasoning is misplaced for two reasons.
¶ 61. First, this Court has not styled the sentencing part of a capital case as a separate trial, in which evidence of the conviction for capital murder would be inadmissible. Instead, this Court has called that part of the case a “phase” permitting the State, at sentencing, to rest on the conviction or introduce evidence in the guilt phase to prove any aggravators requiring such evidence. Jackson v. State, 337 So.2d 1242, 1256 (Miss.1976) (“We now hold that a trial in which the defendant is subject to receiving the penalty of death must be conducted in two phases [guilt and sentencing].”), superseded by statute on unrelated grounds as recognized by Gray v. State, 351 So.2d 1342, 1349 (Miss.1977).
¶ 62. Second, Mississippi does allow the use of prior convictions in sentencing trials if the convictions can be shown to go to an aggravator. See, e.g., Hansen, 592 So.2d at 145 (holding that ten prior convictions are admissible as rebuttal evidence, but cannot be aggravators by themselves). Furthermore, this Court has upheld the introduction of all evidence in the guilt phase, wherever such evidence is relevant to sentencing issues, including the conviction for the underlying crimes itself. Hill, 432 So.2d at 441.
¶ 63. On the federal level, the United States Supreme Court permitted the introduction of prior convictions at the capital sentencing phase, finding that no due process or other constitutional guarantees were infringed. Barclay v. Florida, 463 U.S. 939, 956, 103 S.Ct. 3418, 3428, 77 L.Ed.2d 1134 (1983), reh'g denied, 464 U.S. 874, 104 S.Ct. 209, 78 L.Ed.2d 185 (1983). Other federal courts have followed Barclay. Sidebottom v. Delo, 46 F.3d 744, 756-57 (8th Cir.1995), cert. denied, 516 U.S. 849, 116 S.Ct. 144, 133 L.Ed.2d 90 (1995).
¶ 64. Holland offers no legal support to demonstrate that this Court has defined trial and sentencing within a capital case as two separate trials. This Court need not consider an issue that is not supported by authority. See Thibodeaux v. State, 652 So.2d 153, 155 (1995); See also, Roberson v. State, 595 So.2d 1310, 1318 (1992). Second, Holland does not dispute the introduction of prior convictions at trial, where relevant. Even under Holland's logic, his own conviction would be a prior trial, and admission of it where relevant to an aggravator or Enmund factor would not cause error. There is no merit to this issue.
XII. DID THE TRIAL COURT ERR IN DENYING HOLLAND'S MOTION FOR A CRIMINAL HISTORY OF THE VICTIM?
¶ 65. Holland argues that he was entitled to Krystal King's criminal history. Holland asserts that this information would have been relevant to the question of guilt, or to Miss.Code Ann. § 99-19-101(6)(c). This mitigator/statute allows evidence on the question of “[t]he victim was a participant in the defendant's conduct or consented to the act.” Miss.Code Ann. § 99-19-101(6)(c) (1994 rev.).FN10
Holland does not explain at all as to why this information would be relevant to this factor. Assertions of error without support from “reasons and authorities” are barred from consideration. Pate v. State, 419 So.2d 1324, 1325-26 (Miss.1982). But see Brown v. State, 534 So.2d 1019, 1023 (Miss.1988) (overlooking this procedural bar “in the interest of justice.”), cert. denied, 490 U.S. 1007, 109 S.Ct. 1643, 104 L.Ed.2d 158 (1989).
¶ 66. Holland cites Brady v. Maryland, 373 U.S. 83, 87, 83 S.Ct. 1194, 1196-97, 10 L.Ed.2d 215 (1963) for the proposition that a due process violation is automatically triggered upon a suppression of any evidence material to guilt or punishment, regardless of good faith.
¶ 67. However, the United States Supreme Court developed a materiality standard for Brady violations. United States v. Agurs, 427 U.S. 97, 114, 96 S.Ct. 2392, 2402, 49 L.Ed.2d 342 (1976). In Agurs, the Court was faced with a prosecutor who failed to release a victim's criminal record and was consequently attacked with a Brady violation. Agurs, 427 U.S. at 114, 96 S.Ct. at 2402. The Court stated that no Brady violation exists where the evidence in question would not raise a reasonable doubt about guilt under the circumstances. Id. The Court further refined the Brady problem later by stating that there was no violation of a defendant's Brady rights unless the omission of evidence created a “reasonable probability” of changing the outcome of a given case. United States v. Bagley, 473 U.S. 667, 684, 105 S.Ct. 3375, 3384-85, 87 L.Ed.2d 481 (1985).
¶ 68. Other states have applied Brady to their own caselaw. New York stated that, absent a connection between the victim's criminal record to the crime with which the defendant was charged, the victim's record was collateral and the State could properly move to suppress it. People v. Battee, 122 A.D.2d 526, 505 N.Y.S.2d 10, 11 (1986). Georgia stated that the victim's criminal record was properly withheld when the purpose of its use was inconsistent with the facts and circumstances of the case. Howard v. State, 251 Ga. 586, 308 S.E.2d 167, 169 (1983).
¶ 69. Applying the materiality standard, the facts of Krystal's death should be considered. Holland argues that Krystal's criminal record, regarding use of a knife, would implicate her participation in the crime to her own body. However, Dr. McGarry testified as to the sequence of Krystal's injuries, beginning with the blows to her face, arms, and legs, then the injuries to her vagina and rectum, supposedly consistent with forceful sexual penetration. Only after those injuries did the stab wound to Krystal's heart occur, according to the forensic pathologist. Krystal then suffered a shirt being knotted around her throat and a pair of panties being stuffed into her throat, which caused her death. Krystal also suffered a skull-breaking blow to the back of her head, occurring close to the time of her death.
¶ 70. We hold that any record of Krystal's criminal activity would not meet the Agurs and Bagley materiality standards. Even if Krystal engaged in knifeplay with Holland, she certainly did not help him inflict these additional wounds to her own body, and indeed, many of these injuries occurred before her knife wound.FN11 It would be illogical to believe that any human being would consent to having a pair of underwear stuffed into his or her throat, nor would Krystal have possibly helped Holland to hit her with sufficient force to fracture her skull, in the back of her head.FN12 As a result, this Court finds that evidence of knifeplay in Krystal's criminal record, assuming arguendo that it exists, would not raise a reasonable doubt as to the outcome of this case. We find no error regarding this issue.
FN11. Indeed, this Court held in the first case that Holland's allegations of knife play with Krystal were insufficient to raise a question of manslaughter. Holland v. State, 587 So.2d 848, 870-71 (Miss.1991). This Court noted that Holland gave several inconsistent statements about the murder, supposedly occurring because of the knife wound, according to Holland. Id. at 870-71. However, this Court also noted Dr. McGarry's testimony indicated that the violent thrust of this knife could only arise through an intentional blow. Id. at 870. As a result of the circumstances, this Court found “no evidence of absence of malice.” Id. at 871.
Since no evidence of a lack of malice was found, this Court can similarly conclude that there is no evidence that Krystal assisted in her own death. This argument is amply supported by the amount and timeliness of the additional injuries Krystal suffered, which led to her death.
FN12. Indeed, this Court has made findings before that a victim could not consent to conduct “evidenced in [the] record” (rape with a foreign object and setting victim on fire), under any set of circumstances. Giles v. State, 650 So.2d 846, 855 (Miss.1995) (Prather, P.J., concurring) (joined by four justices).
XIII. DID THE TRIAL COURT ERR IN REFUSING TO HEAR HOLLAND'S MOTION TO SUPPRESS THE CONFESSION?
¶ 71. Holland raised this identical issue in his previous appeal on this case. The facts and circumstances surrounding the issue of its validity were exhaustively analyzed, with the Court concluding that Holland knowingly waived his rights in giving his confession. Holland I, 587 So.2d at 862.
¶ 72. Here, on resentencing, Holland attempted to reopen suppression hearings regarding his confession, stating that he did not have experience with Miranda rights. The trial court then asked Holland if he had any new evidence to offer the court. In response, Holland indicated that he did not have as much experience with Miranda rights as the Holland I opinion stated. After discussing the relevance of the findings in the Holland I opinion, the trial court refused to hold the suppression hearing.
¶ 73. The question, in short, is whether a suppression hearing should have been granted. Holland relies on West v. State in arguing that on retrial, all issues, including that of evidence admissibility, are to be retried de novo. West v. State, 519 So.2d 418, 425 (Miss.1988). Holland has misapplied West as that case is clearly distinguishable because it concerned a retrial on both guilt and sentencing, not sentencing alone. West, 519 So.2d at 418-19.
¶ 74. The State correctly argues that Jordan v. State settled this issue, stating that res judicata on admissibility of a tape recording bars relitigation at resentencing. Jordan v. State, 518 So.2d 1186, 1189, cert. denied, 488 U.S. 818, 109 S.Ct. 57, 102 L.Ed.2d 35 (1988). This Court refused to address the issue of a suppression hearing through res judicata, where the confession issue was fully litigated in the guilt phase of the first trial. Jordan, 518 So.2d at 1189. Again, as in Jordan, we hold that Holland is barred because the issue is res judicata.
¶ 75. The bar notwithstanding, alternatively we address the issue on the merits. The United States Supreme Court held that Fifth Amendment privileges against self-incrimination apply at sentencing. Estelle v. Smith, 451 U.S. 454, 462, 101 S.Ct. 1866, 1872-73, 68 L.Ed.2d 359 (1981); State v. Tinkham, 74 Wash.App. 102, 871 P.2d 1127, 1129-31 (1994). However, in this case, Holland's Fifth Amendment rights have been litigated once before, thereby distinguishing the case at bar from Estelle and other cases.
¶ 76. Other states have held that a defendant's motion to reconsider a suppression hearing on voluntariness, under these circumstances, would be barred under res judicata, where the type of additional evidence asserted was likely available at the first hearing. People v. Brownell, 123 Ill.App.3d 307, 78 Ill.Dec. 817, 822, 462 N.E.2d 936, 941 (1984); State v. Gilbert, 277 S.C. 53, 283 S.E.2d 179, 181 (1981), cert. denied, 456 U.S. 984, 102 S.Ct. 2258, 72 L.Ed.2d 863 (1982). Alternatively, the trial court would be required to hold the suppression hearing at sentencing if the confession could not have been litigated at the first trial. Brownell, 78 Ill.Dec. at 817, 462 N.E.2d at 936.
¶ 77. We find that this issue lacks relevance because Holland's alleged ignorance of the meaning of his Miranda rights was evidence which Holland could well have asserted in his first trial, since he presumably knew about his own knowledge of Miranda all along. Accordingly, this Court, under the authority of Brownell and Gilbert, rejects this issue as being without merit. The issue is barred and is alternatively without merit.
XIV. DID THE TRIAL COURT ERR IN DENYING HOLLAND'S MOTION FOR A NEUROLOGICAL EXAM?
¶ 78. Holland requested a neurological examination, including a Computer Assisted Tomography (CAT) scan and an Magnetic Resonance Imaging (MRI) scan, to determine brain damage. Holland testified during proffer that he was often hit on the head as a child, had scarlet fever, and was almost asphyxiated in an accident. Holland stated that he had also suffered blows to his head in car accidents. The trial court refused to listen to more of Holland's testimony because the court concluded that medical testimony was necessary regarding the need for this neurological examination. Holland's counsel told the court that Holland needed the examinations before he could find an expert to testify on his ability to appreciate the criminality of this conduct, which is a mitigating circumstance.
¶ 79. The State, arguing in opposition, stated that an expert should first testify that the tests are needed, rather than having the tests done first. The trial court stated that Holland must first obtain an expert affidavit establishing the need for such an examination before Holland's request would be granted. Holland later produced an affidavit from Dr. Marc Zimmerman, a forensic psychologist, but the trial court again denied the examination. Holland now argues that Zimmerman's affidavit states that such an examination was needed, and that the requested examination should have been granted by the trial court.
¶ 80. Mississippi caselaw states expert assistance should be granted upon a showing of substantial need. Butler v. State, 608 So.2d 314, 321 (Miss.1992). The standard of review is abuse of discretion. Id. at 321. “Undeveloped assertions” of helpfulness to the defense are insufficient to show that need. Hansen, 592 So.2d at 125.
¶ 81. The United States Supreme Court uses similar standards. Caldwell v. Mississippi, 472 U.S. 320, 323 n. 1, 105 S.Ct. 2633, 2637 n. 1, 86 L.Ed.2d 231 (1985) (undeveloped assertions will not suffice for showing of need), vacated on other grounds, 479 U.S. 1075, 107 S.Ct. 1269, 94 L.Ed.2d 130 (1987); Ake v. Oklahoma, 470 U.S. 68, 86, 105 S.Ct. 1087, 1097-98, 84 L.Ed.2d 53 (1985) (showing of mental incapacity as a significant factor in trial sufficient to raise constitutional guarantee to expert assistance).
¶ 82. Here, there is no showing that a neurologist, who presumably could have given an opinion on the need for a neurological examination, could not have been obtained from the state hospital. See Butler, 608 So.2d 314, 321 (Miss.1992) (examination by state supplied psychologist sufficient to fulfill Ake requirements). One federal district court has also held Ake inapplicable to neurological examinations, as such examinations are medical and not psychological in nature. Davis v. Singletary, 853 F.Supp. 1492, 1540 n. 39 (M.D.Fla.1994).
¶ 83. It appears that a neurological examination would have been helpful in determining the existence of brain damage and in establishing a mitigator on capacity to appreciate one's conduct. See Miss.Code Ann. § 99-19-101(6)(f) (1994 rev.). However, Holland wholly failed to meet the established criteria for proving a substantial need; therefore, the trial judge was correct in his denial of such expert.
¶ 84. This Court has repeatedly addressed this issue and required a demonstration by a defendant of “substantial need” rather than an mere assertion of claims and allegations. In Hansen, 592 So.2d at 125, concerning the question of appointment of a pathologist and an investigator as an expert, this Court held that “the Constitution does not require the State to furnish an investigator absent a showing of substantial need.” Id. (emphasis added). The Court further stated, “The accused is required to offer concrete reasons for requiring such assistance, not ‘undeveloped assertions that the requested assistance would be beneficial.’ ” Id., citing Caldwell, 472 U.S. at 323 n. 1, 105 S.Ct. at 2637 n. 1. This same standard has also been applied to other types of experts. See Butler v. State, 608 So.2d 314, 321 (Miss.1992) (psychiatrist and investigator); Griffin v. State, 557 So.2d 542, 550-551 (Miss.1990) (psychologist and ballistics expert); Pinkney v. State, 538 So.2d 329, 343 (Miss.1988) (investigator), vacated on other grounds, 494 U.S. 1075, 110 S.Ct. 1800, 108 L.Ed.2d 931 (1990). Obviously, the same standard applies to all experts.
¶ 85. This Court most recently revisited this issue in Harrison v. State, 635 So.2d 894 (Miss.1994), concerning the denial of a forensic pathology expert by the trial court. The Court reversed because the defendant's mental health was a significant factor at trial, as developed by the State on direct through its witness, Dr. McGarry. There, the defense was certainly entitled to rebut such evidence. In addition, the State failed to comply with Uniform Circuit Court Criminal Rule 4.06 on this very issue; thus, the error was compounded. Nevertheless, this Court again stated:
Of course a defendant must come forth with concrete reasons, not unsubstantiated assertions that assistance would be beneficial.
Harrison, 635 So.2d at 901. Harrison's attorneys clearly demonstrated a substantial need and thus met the established criteria under our caselaw to entitle the defendant to such an expert.
¶ 86. Here, contrary to Harrison, Holland was merely conducting a fishing expedition in an attempt to show a mental disorder resulting from brain damage due to injuries suffered as a child. More importantly, it does not escape this Court's notice that Dr. Zimmerman's affidavit does not contain a diagnosis that Holland is suffering from any mental disorder whatsoever, much less any brain damage. Simply put, there is no diagnosis of Holland, but rather Dr. Zimmerman uses the terms “organic brain dysfunction and organic brain damage” as interchangeable terms and states that “the medical community generally accepts as reliable the results of neuropsychological testing of the type I performed on Gerald Holland.” How can Holland have possibly established the proper criteria before the trial judge without any mention of a diagnosis by Dr. Zimmerman? Where is the proof of substantial need? We find that there is none. The trial judge was correct under these circumstances in denying such an expert. Determination of substantial need is within the discretion of the trial court. Hansen, 592 So.2d at 125. Substantial need criteria was not demonstrated by Holland. Caldwell, supra; Johnson v. State, 529 So.2d 577, 589 (Miss.1988); Pinkney, 538 So.2d at 343; and Griffin, 557 So.2d at 550-51. Additionally, Holland's refusal to obtain a state neurologist is also grounds to affirm this issue. Holland did not want the State to use in cross-examination the medical records on which Dr. Zimmerman relied in forming his stated opinion. When Holland placed his mental condition in issue he waived the privilege to those medical records relied on by Dr. Zimmerman. Rule 503(f), Miss. Rules of Evidence states:
Any party to an action or proceeding subject to these rules who by his or her pleadings places in issue any aspect of his or her physical mental or emotional condition thereby and to that extent only waives the privilege otherwise recognized by this rule. This exception does not authorize ex parte contact by the opposing party.
¶ 87. Rule 703, Miss. Rules of Evidence states:
The facts or data in the particular case upon which an expert bases an opinion or inference may be those perceived by or made known to him at or before the hearing. If of a type reasonably relied upon by experts in the particular field in forming opinions or inferences upon the subject, the facts or data need not be admissible in evidence.
¶ 88. Rule 611(b), Miss. Rules of Evidence states:
Scope of Cross-Examination. Cross-examination shall not be limited to subject matter of direct examination and matters affecting the credibility of the witness.
¶ 89. Under the Rules of Evidence, the State was entitled to cross-examine Dr. Zimmerman on the basis of his opinions, including any medical records he considered in forming those opinions. No medical privilege existed since Holland placed his mental and emotional condition in issue. The trial court properly overruled the motion in limine to prohibit cross-examination of Dr. Zimmerman on the basis of his opinions.
¶ 90. Holland is in error when he says that the record shows he was drinking hard liquor on the night of the murder. The record shows only that there was a bottle of tequila and beer cans and a glass containing what looked like Coca Cola. William Boyer never stated that he saw Holland drink anything. This was mere speculation on his part. Jerry Douglas stated that Holland basically drank beer and that he seldom mixed beer with hard liquor. Douglas stated that in the years he had known Holland he had only seen Holland mix liquor and beer three or four times. Douglas stated that when Holland mixed the two he “seemed to be a little more aggressive.” However, Douglas could recall Holland drinking only beer on the night of the murder. Douglas did say that there was a bottle of tequila in the house. Douglas stated that Holland drank beer after the murder while Holland was disposing of Krystal's body.
¶ 91. The question that Holland contends as error, asked on voir dire of Dr. Zimmerman regarding his qualifications as an expert, was objected to, and the objection was sustained by the trial court, a fact admitted by Holland. When a trial court sustains an objection it cures any error. Thus, error, if any, was cured or was harmless beyond a reasonable doubt.
¶ 92. Further, when we look to the cross-examination by the State of Dr. Zimmerman we do not find any objections to the claimed erroneous questions or to the State testifying. These claims are waived as being raised for the first time on this appeal. Chase v. State, 645 So.2d 829 (Miss.1994), cert. denied, 515 U.S. 1123, 115 S.Ct. 2279, 132 L.Ed.2d 282 (1995); Foster, supra, Cole, supra. Upon reading the testimony of Dr. Zimmerman, he acquitted himself well on both direct examination and cross-examination. Dr. Zimmerman was allowed to testify that he found indications of brain dysfunction without objection. The State's cross-examination was simply testing Dr. Zimmerman's conclusions and opinions. Certainly, that is the proper function of cross-examination. The State may certainly rebut mitigating evidence either by cross-examination or rebuttal evidence and may comment on the inferences to be drawn from the evidence in closing argument. Hansen, 592 So.2d at 144-52.
¶ 93. The comments on closing argument to which Holland's claim refers were not objected to by Holland. This claim is waived for the lack of an objection. Chase, supra; Foster, supra; Cole, supra. Even so, such was fair comment on the evidence introduced at trial and merely disparaged the mitigating evidence offered by Holland. Hansen, supra. The prosecutor's comment on not finding anything wrong with Holland's IQ in the earlier test was objected to by the defense. This objection was overruled. The prosecutor corrected himself regarding the IQ comment in his next statement. The test relied on by Dr. Zimmerman indicated that Holland was normal in the earlier test. We find no merit to this issue.
XV. DID THE TRIAL COURT ERR IN DENYING HOLLAND'S MOTION FOR CHANGE OF VENUE?
¶ 94. Holland received a change of venue in the first trial, Holland I. The trial court refused to change venue at the re-sentencing trial. The trial court held a hearing with jurors selected for another case to determine the extent of their knowledge about Holland. Some jurors knew about the case and said it would affect their verdict, while others did not.
¶ 95. Holland asserts that at jury selection, several jurors knew about Holland's case and were affected by it, namely Mr. Joseph, who did not serve, Ms. Rosskopf, who did not serve, and Mr. Myrick, who did not serve. Other jurors who did serve knew of the case, but stated they could put aside their opinions, namely Ms. Larson and Ms. Scarborough.
¶ 96. A presumption of inability to conduct a fair trial in a venue arises with an application for change of venue, supported by two affidavits affirming the defendant's inability to receive a fair trial. Porter v. State, 616 So.2d 899, 905 (Miss.1993). In addition, adverse and prejudicial pretrial publicity may demonstrate the inability to obtain a fair jury in that venue. Johnson v. State, 476 So.2d 1195, 1211 (Miss.1985). Continuing evidence of prejudicial feelings could lead to a requirement for change of venue, even with substantial length between crime and trial. Coleman v. Kemp, 778 F.2d 1487, 1541 (11th Cir.1985), cert. denied, Kemp v. Coleman, 476 U.S. 1164, 106 S.Ct. 2289, 90 L.Ed.2d 730 (1986), reh'g denied, 478 U.S. 1014, 106 S.Ct. 3321, 92 L.Ed.2d 728 (1986).
¶ 97. However, the State can rebut this showing by proving from voir dire that the trial court impaneled an impartial jury. Harris v. State, 537 So.2d 1325, 1329 (Miss.1989). If the State demonstrates such, this Court will not overturn the trial court's finding that an impartial jury could be found, despite adverse publicity. Harris, 537 So.2d at 1329. This Court reviews the trial court's finding under an abuse of discretion standard. Id. In any case, this Court will treat with deference a venire person's assertions of impartiality. Scott v. Ball, 595 So.2d 848, 850 (Miss.1992).
¶ 98. Two factors are evaluated. First is the level of adverse publicity, both in extent of coverage and its inflammatory nature. Second is the extent of the effect the publicity had upon the venire persons in the case.
¶ 99. Comparing the case at bar with Harris v. State is proper here. Harris involved a brutal rape covered at least twice by television. Harris, 537 So.2d at 1327. A radio station manager affirmed that the station had aired five press reports before trial. Id.
¶ 100. Here, the local television station prepared at least thirteen clips containing news from the original trial in 1987 and 1988, but none for resentencing.
¶ 101. As for newspaper coverage, Harris featured nineteen newspaper articles discussing the proceedings before and during Harris' only trial. Id. All presumably named Harris in its coverage, since police had arrested him the day of the crime. Id. One of these publications criticized the release of Harris on parole prior to this incident. Id. at 1328. Here, there were twenty-nine newspaper clippings concerning this case between September 1986 and May 1988, including several discussing a successful escape Holland made from the local jail.
¶ 102. However, only one clipping discussed this Court reversing Holland's sentence, in September 1991. There has been no television coverage on this since 1987. Holland's re-sentencing commenced on March 29, 1993, and ended on April 1, 1993. Although the level of publicity appears to be at least as great as that in Harris, the lapse of time between the trial and resentencing, in which no coverage of Holland apparently occurred, effectively lessens the effect of this publicity. The fact that no more news stories were reported between 1991 and 1993 distinguishes this case from the ongoing publicity asserted as a reason for granting resentencing venue in Coleman, 778 F.2d at 1541.
¶ 103. The second factor involves the effect of this coverage on the jury pool. In Harris, fifty-two of eighty-two venire persons had some knowledge of the case. Here, only six venirepersons raised their hands expressing knowledge of this case. As stated above, several of those venire persons stated their knowledge would affect their verdict, and they were removed. Of the two sitting jurors with knowledge of the case, both stated their knowledge would not bar them from serving impartially on the jury. Of these, one juror, Joan Scarbrough, was accepted by Holland, who had two challenges left at the time.
¶ 104. Harris featured more immediate and inflammatory coverage by the media. Nevertheless, the trial court judge in Harris found that the defendant could have a fair trial and denied a venue change. Harris, 537 So.2d at 1329. This Court held the trial court did not abuse its discretion in its decision. Here, given the lesser coverage and effect here, this Court affirms the ruling of the trial court.
XVI. DID THE TRIAL COURT ERR IN DENYING HOLLAND'S MOTION FOR INDIVIDUAL SEQUESTERED VOIR DIRE?
¶ 105. Holland asserts that the trial court's denial of individual sequestered voir dire was error, given the publicity and circumstances in this case. Holland cites no authority for this issue, and it is accordingly barred. Clark v. State, 503 So.2d 277, 280 (Miss.1987); Pate v. State, 419 So.2d 1324, 1325-26 (Miss.1982).
¶ 106. Procedural bar notwithstanding, alternatively we address the issue on the merits. This Court has consistently held that individual sequestered voir dire is not required under Mississippi Uniform Criminal Rule of Circuit Court Practice 5.02. See, e.g., Russell v. State, 607 So.2d 1107, 1110 (Miss.1992), cert. denied, 519 U.S. 982, 117 S.Ct. 436, 136 L.Ed.2d 333 (1996); see Hansen, supra; Pate v. State, 419 So.2d at 1325-26. Moreover, the trial court allowed individual sequestered voir dire when warranted during jury selection in this case. It cannot be said that the trial court abused its discretion in denying individual sequestered voir dire of each and every prospective juror. Limited individual sequestered voir dire was allowed as was individual voir dire in front of the entire panel. We hold that this issue is without merit.
XVII. DID THE TRIAL COURT ERR IN DENYING HOLLAND'S MOTION FOR INFORMATION QUESTIONNAIRES TO BE HANDED TO VENIRE PERSONS WHEN THEY APPEARED AT COURT?
¶ 107. Holland fails to cite authority for this proposition. Accordingly, it is procedurally barred. See, e.g., Roberson v. State, 595 So.2d 1310, 1318 (Miss.1992).
¶ 108. Procedural bar notwithstanding, alternatively we address the issue on the merits. Holland contends that the trial court committed reversible error in denying his motion to have a questionnaire answered by all the prospective jurors. This claim is specious. Holland cites no constitutional provision, statute, rule or caselaw that requires a trial court to allow counsel to have a questionnaire answered by prospective jurors. Other states have addressed this issue, stating that trial courts could refuse jury questionnaires offered by the defendant, where the defendant had ample opportunity to voir dire jurors. United States v. Phibbs, 999 F.2d 1053, 1070-72 (6th Cir.1993), cert. denied, Rojas v. United States, 510 U.S. 1119, 114 S.Ct. 1070, 127 L.Ed.2d 389 (1994).
¶ 109. Here, there is no evidence present that Holland did not have sufficient opportunity to otherwise generally question jurors at voir dire. In fact, the trial court allowed individual requested voir dire when warranted. Additionally, if the trial court determines not to allow a questionnaire, abuse of discretion has not occurred, as there is no provision requiring any questionnaire. Having failed to make a cogent argument or cite any authority for this claim, this claim is not presented to this Court for review. See, e.g., Roberson v. State, 595 So.2d at 1318, (“We require that counsel not only make a condensed statement of the case but also support proposition with reasons and authorities in each case.”) This claim is without merit.
XVIII. DID THE TRIAL COURT ERR IN FAILING TO GRANT HOLLAND'S CHALLENGE FOR CAUSE OF POTENTIAL JUROR RANDOLPH?
¶ 110. Holland moved to exclude juror Carolyn Randolph because of her statements and actions regarding this case. Randolph apparently gave contradictory answers on her impartiality. She first stated that nothing in her experience would influence her ability to be impartial. Then, Randolph could not say that her objectivity would not be clouded by her knowledge. She then stated that she could vote either way. Finally, she stated she could base her decision on the law and evidence. When Holland asked Randolph questions at voir dire, she stated that she would want the burden of proof for life imprisonment shifted to Holland.
¶ 111. Holland was denied a challenge for cause. The trial court stated that since Randolph said she could follow the law, she could serve on the jury. Holland exercised a peremptory challenge to remove Randolph. Holland had peremptories available at that time, but used them all before the end of jury selection.
¶ 112. No reversible error results where the defendant had peremptory challenges remaining at the point where the trial court fails to sustain a challenge for cause. Mettetal v. State, 615 So.2d 600, 603 (Miss.1993). The United States Supreme Court has also held that where the resulting jury was fair and impartial, the loss of a peremptory challenge does not result in a Sixth Amendment violation. Ross v. Oklahoma, 487 U.S. 81, 88, 108 S.Ct. 2273, 2278, 101 L.Ed.2d 80 (1988), reh'g denied, 487 U.S. 1250, 109 S.Ct. 11, 101 L.Ed.2d 962 (1988). The Ross Court further stated that reversible error, in a court's failure to grant a challenge for cause, arises only where (1) the defendant exhausts all peremptories and (2) an incompetent juror is forced upon him. Ross, 487 U.S. at 89, 108 S.Ct. at 2279.
¶ 113. We hold that no reversible error exists here.FN13 The strike used against Randolph was not Holland's last peremptory strike, but rather was number eleven. When Cecil Ladner was seated as the twelfth juror Holland simply stated that he was out of peremptory challenges and had no strike for cause against this juror. The claim is waived as Randolph did not sit on this jury. Chase, 645 So.2d at 844.
FN13. Holland claims several cases state that the defendant need only exhaust his peremptory challenges to have reversible error, regardless of the timing. See Johnson v. State, 512 So.2d 1246, 1255 (Miss.1987), cert. denied, 484 U.S. 968, 108 S.Ct. 462, 98 L.Ed.2d 402 (1987).
Holland appears to be reading the cases too broadly. His first case, Hansen v. State, 592 So.2d 114, 129 (Miss.1991), cert. denied, 504 U.S. 921, 112 S.Ct. 1970, 118 L.Ed.2d 570 (1992), reh'g denied, 505 U.S. 1231, 112 S.Ct. 3060, 120 L.Ed.2d 924 (1992) is distinguishable because Hansen had peremptories left over, and did not address this point. In Johnson, there was a lack of evidence on the timing of peremptory challenges that Hansen exercised. Johnson, 512 So.2d at 1255. As a result, these cases do not support Holland's claim.
XIX. DID THE TRIAL COURT ERR IN RULING THAT POTENTIAL JURORS COULD NOT BE ASKED WHETHER THEY COULD CONSIDER SPECIFIC MITIGATING CIRCUMSTANCES WHEN MAKING THEIR SENTENCING DECISION?
¶ 114. Holland attempted to ask jurors a hypothetical question, as follows: “If the defendant was to raise the fact that there was alcohol possibly consumed or alcohol involved in this case would you rule that out as a mitigating factor prior to passing on the life without parole or a death penalty?” The trial court refused to permit Holland to ask that question because it was hypothetical. However, Holland was allowed to inquire of jurors of any experience they had that “might affect [their] serving on a case where alcohol may be involved.” No juror responded affirmatively to his question.
¶ 115. Mississippi Uniform Criminal Rule of Circuit Court Practice 5.02 prohibits asking hypothetical questions of jurors in order to get a pledge for a certain verdict. Our caselaw bars attorneys from trying to get the jury to promise that under a hypothetical set of circumstances, they will vote a certain way. West v. State, 553 So.2d 8, 21-22 (Miss.1989). The standard of review for determining the impropriety of a question is abuse of discretion. Harris v. State, 532 So.2d 602, 606 (Miss.1988).
¶ 116. In Stringer v. State, 500 So.2d 928, 938 (Miss.1986), this Court dealt with the issue at bar. In this case, the prosecution asked jurors if there were any jurors who “could not vote for the death penalty if he didn't himself pull the trigger....” Id. at 938. The Court noted that reversible error does not occur per se where a prosecutor does not “specifically request a verdict during voir dire.” Id. This Court has rejected an assertion of error where a defense counsel was prohibited from asking whether, under certain hypothetical facts, the jury could vote not guilty. Harris at 605-07.
¶ 117. Holland argues that Morgan v. Illinois, 504 U.S. 719, 112 S.Ct. 2222, 119 L.Ed.2d 492 (1992) is binding on this case. The United States Supreme Court in Morgan stated that the defense counsel was entitled to inquire whether jurors would consider any mitigating evidence at all, or whether they would automatically impose death. Foster v. State, 639 So.2d 1263 (Miss.1994), cert. denied, 514 U.S. 1019, 115 S.Ct. 1365, 131 L.Ed.2d 221 (1995), reh'g denied 514 U.S. 1123, 115 S.Ct. 1992, 131 L.Ed.2d 878 (1995); Morgan v. Illinois, 504 U.S. 719, 728-29, 112 S.Ct. 2222, 2229-30, 119 L.Ed.2d 492 (1992). Justice Scalia noted in dissent that the Court would presumably apply Morgan to individual mitigating factors. Morgan, 504 U.S. at 744 n. 3, 112 S.Ct. at 2237 n. 3 (Scalia, J., dissenting). Morgan fails to support Hollands argument.
¶ 118. Other states have directly addressed the question of individual mitigating factors. An Oklahoma appellate court determined that inquiries into how jurors feel about individual mitigating factors, and whether they could consider each factor, were properly denied. Plantz v. State, 876 P.2d 268, 278-79 (Okla.Crim.App.1994), cert. denied, 513 U.S. 1163, 115 S.Ct. 1130, 130 L.Ed.2d 1091 (1995). Texas courts have held that jurors' beliefs on the weight they would give an individual mitigator were insufficient to make them subject to challenge for cause, where they were not otherwise biased against the law. Allridge v. State, 850 S.W.2d 471, 481-82 (Tex.Crim.App.1991), cert. denied, 510 U.S. 831, 114 S.Ct. 101, 126 L.Ed.2d 68 (1993). In light of the holdings of other states that jurors cannot be asked to give weight to aggravators at voir dire and in light of the inapplicability of Morgan, we find no error and affirm the trial court. There is no merit to Holland's argument.
XX. DID THE TRIAL COURT ERR IN DENYING HOLLAND'S MOTION TO QUASH THE JURY VENIRE OR DECLARE A MISTRIAL WHEN DEPUTY SHERIFF PAUL M. JOSEPH STATED THAT HE “WAS IN COMPLETE AGREEMENT WITH THE FIRST SENTENCING THAT [HOLLAND] GOT?”
¶ 119. Holland claims that the trial court should have acted more forcefully when Paul Joseph's statement occurred. Joseph never stated what in fact was the first sentence Holland received. Joseph responded to the trial court's voir dire question on whether anything Joseph knew could affect his service on this case. When Joseph made his statement, Holland's counsel objected, and the trial court asked Joseph if he had a fixed opinion. Joseph responded that he did have a fixed opinion. Holland failed to move for a mistrial or to quash the venire at that time.
¶ 120. Later, after juror selection was complete, Holland moved for a mistrial and/or a quashing of the venire. Although the trial court denied Holland's motion, it instructed the jury not to rely on any pretrial statements as evidence.
¶ 121. This Court has reversed a case in which, during questioning by counsel, 65% of a potential jury stated that the defendant was guilty. Seals v. State, 208 Miss. 236, 247, 44 So.2d 61, 67-68 (1950). The Court referred to these potential jurors as an “array of men tell[ing] the court they thought this man guilty of murder ....” Seals, 208 Miss. at 250, 44 So.2d at 68. The Court also noted one chosen juror had already formed an opinion in this case. Seals, 208 Miss. at 247, 44 So.2d at 66. But see Porter v. State, 616 So.2d 899, 905-06 (Miss.1993) (even when 20 jurors expressed shock and distress by reports on defendant's actions, this Court found that since remaining jurors could be impartial, trial with this jury was proper).
¶ 122. Examining sister states' authority, we find that another court affirmed upon review of this issue, where a set of jurors at retrial either knew or had heard on voir dire from other jurors that the defendant had gone to jail and served time on this murder case for a previous conviction since reversed. State v. Thompson, 723 S.W.2d 76, 83-84 (Mo.Ct.App.1987). The Thompson Court held prior knowledge of the case did not per se disqualify the entire panel. Id. at 84. But see United States v. McIver, 688 F.2d 726, 729 (11th Cir.1982) (panel disqualified even if inadvertently exposed to conviction in related case). The Thompson Court also noted that the United States Supreme Court has held a juror's knowledge of past events in the case is permissible “if the juror can lay aside his impression or opinion and render a verdict based on the evidence presented in court.” Id., citing Dobbert v. Florida, 432 U.S. 282, 302, 97 S.Ct. 2290, 2302-03, 53 L.Ed.2d 344 (1977), reh'g denied, 434 U.S. 882, 98 S.Ct. 246, 54 L.Ed.2d 166 (1977).
¶ 123. Returning to the case at bar, the jury panel answered throughout voir dire that they could set aside their prejudices and reach a decision on the evidence. There was no evidence at trial that the jurors even heard Joseph, as Holland did not ask to examine the jurors about the remark. The jurors were instructed that only evidence from witnesses could form the basis of their verdict. We find that Joseph's statement did not taint the jury venire. Since Holland demonstrated no evidence of prejudice, we hold that there was no error by the trial judge in refusing to quash the panel. West v. State, 463 So.2d 1048, 1054 (Miss.1985). The jury was subsequently properly instructed on their responsibility in determining Holland's proper sentence. There is no merit to this issue.
XXI. DID THE TRIAL COURT ERR IN ALLOWING THE PROSECUTOR TO EXERCISE HIS PEREMPTORY CHALLENGES ON TWO POTENTIAL JURORS BASED ON THEIR VIEWS OF THE DEATH PENALTY?
¶ 124. Holland's failure to object waived the issue. Jones v. State, 517 So.2d 1295 (Miss.1987), vacated on other grounds, 487 U.S. 1230, 108 S.Ct. 2891, 101 L.Ed.2d 925 (1988), overruled on other grounds by Willie v. State, 585 So.2d 660 (Miss.1991). Procedural bar notwithstanding, alternatively, on the merits, we find none. Had the issue been raised at the proper time and in the proper manner, it would be without merit. In Lockhart v. McCree, 476 U.S. 162, 106 S.Ct. 1758, 90 L.Ed.2d 137 (1986), the United States Supreme Court held:
The group of “ Witherspoon-excludables” involved in the case at bar differs significantly from the groups we have previously recognized as “distinctive.” “Death qualification,” unlike the wholesale exclusion of blacks, women, or Mexican-American fro[m] jury services, is carefully designed to serve the State's concededly legitimate interest in obtaining a single jury that can properly and impartially apply the law to the facts of the case both at the guilt and sentencing phases of the capital trial. There is very little danger, therefore, and McCree does not even argue, that “death qualification” was instituted as a means for the State to arbitrarily skew the composition of capital-case juries.
•Sept. 15, 1986: King’s body is found in a shallow grave in northern Harrison County near Saucier. Gerald James Holland is arrested.
•Dec. 10, 1987: An 11-woman, one-man jury in Natchez convicts Holland of capital murder. Case moved because of pretrial publicity.
•Dec. 11, 1987: The jury gives Holland a death sentence.
•September 1991: Miss. Supreme Court upholds Holland’s conviction but throws out death sentence, ordering new sentencing hearing.
•April 1993: A jury resentences Holland to death.
•October 1998: The U.S. Supreme Court refuses to hear Holland’s appeal.
•March 2005: The U.S. Supreme Court again refuses to hear Holland’s appeal.
•July 15, 2008: U.S. District Judge W. Allen Pepper dismisses the lawsuit by Holland and others on the lethal injections question.
•September 2009: The 5th U.S. Circuit Court of Appeals rejects Holland’s argument his rights were violated during resentencing.
•April 19, 2010: The U.S. Supreme Court declines to hear an appeal from Holland.
•May 6:The Mississippi Supreme Court sets Holland’s execution for May 20.
•May 6: 16 death row inmates file a lawsuit saying their state-appointed attorneys were untrained, inexperienced and overwhelmed.
•May 13: The Mississippi Supreme Court agrees to allow a psychiatric evaluation of Holland.
•Tuesday: The Mississippi Supreme Court rejects another motion to halt Holland’s execution.
•Thursday: Holland is executed after Gov. Haley Barbour denies his request for clemency and the U.S. Supreme Court denies request for stay.
Offender Data Sheet
Inmate: GERALD JAMES HOLLAND
Offender Number: 46631
Date Of Birth: 08/14/1937
FBI#: 919955B
Height: 6'00"
Weight: 180 lbs
Hair Color: GREY OR PART
Complexion: FAIR
Race: WHITE
Sex: MALE
Eye Color: GREEN
Build: MEDIUM
2 ESCAPE-JAIL 05/13/1988 HARRISON 5 YEARS
Name Race-Sex Offense Date Executed
Allen Donaldson Black Male Armed Robbery 03-04-55
August Lafontaine White Male Murder 04-28-55
John E. Wiggins White Male Murder 06-20-55
Mack C. Lewis Black Male Murder 06-23-55
Walter Johnson Black Male Rape 08-19-55
Murray G. Gilmore White Male Murder 12-09-55
Mose Robinson Black Male Rape 12-16-55
Robert Buchanan Black Male Rape 01-03-56
Edgar Keeler Black Male Murder 01-27-56
O.C. McNair Black Male Murder 02-17-56
James Russell Black Male Murder 04-05-56
Dewey Towsel Black Male Murder 06-22-56
Willie Jones Black Male Murder 07-13-56
Mack Drake Black Male Rape 11-07-56
Henry Jackson Black Male Murder 11-08-56
Minor Sorber White Male Murder 02-08-57
Joe L. Thompson Black Male Murder 11-14-57
William A. Wetzell White Male Murder 01-17-58
J.C. Cameron Black Male Rape 05-28-58
Allen Dean, Jr. Black Male Murder 12-19-58
Nathaniel Young Black Male Rape 11-10-60
William Stokes Black Male Murder 04-21-61
Robert L. Goldsby Black Male Murder 05-31-61
J.W. Simmons Black Male Murder 07-14-61
Howard Cook Black Male Rape 12-19-61
Ellic Lee Black Male Rape 12-20-61
Willie Wilson Black Male Rape 05-11-62
Kenneth Slyter White Male Murder 03-29-63
Willie J. Anderson Black Male Murder 06-14-63
Tim Jackson Black Male Murder 05-01-64
Jimmy Lee Gray White Male Murder 09-02-83
Edward E. Johnson Black Male Murder 05-20-87
Connie Ray Evans Black Male Murder 07-08-87
Leo Edwards Black Male Murder 06-21-89
Name Race-Sex Offense Date Executed
Jessie D. Williams White Male Murder 12-11-02
John B. Nixon, Sr. White Male Murder 12-14-05
Bobby G. Wilcher White Male Murder 10-18-06
Earl W. Berry White Male Murder 05-21-08
Dale L. Bishop White Male Murder 07-23-08
Paul E. Woodward White Male Murder 05-19-10
Gerald J. Holland White Male Murder 05-20-10
1.
Around 8:00 p.m. on a warm Thursday evening-September 11, 1986-21-year-old Willie Boyer ran into his friend, Krystal King, at the Biloxi Beach Arcade. They “hung out” at the arcade until around 9:30-at which time they decided to stroll down to the beach and drink a six-pack of beer. Hours passed; midnight arrived; and the beer ran out. Krystal asked Willie to drive her to a house, unfamiliar to him, located on Burton Avenue in Gulfport. “Jerry” Holland, the appellant in this case, owned this house.
Jerry Holland had not lived in Gulfport all his life; he grew up in his birthplace, Los Angeles, with his mom, dad, two younger brothers, and a younger sister. His dad worked various jobs-as an electrician, truck mechanic, and other positions involving general maintenance. His mom was a homemaker.
On the night when Boyer drove Krystal to Burton Avenue, Holland had been drinking. This was not out of character for Holland. He had, as of August 1, become a drinker of at least a “six-pack” of beer a day-which he attributed to his “despondence” over his then-pending divorce. Boyer “remember [s] seeing [Holland] have ... one [beer] the whole time [he] was there,” and he “did not appear ... to be intoxicated or drunk.” Boyer himself “had a little bit of tequila and a beer,” and Krystal abstained completely. Meanwhile, Douglas and 19-year-old Carter Fugate, who had only recently moved in, slept soundly in their bedrooms; they had been in bed since 11:00 p.m.
Later in the night-between 3:20 and 3:30 a.m.-a “bump” awakened Douglas:
DOUGLAS: I got up to go to the bathroom and to get a drink of water. I opened my bedroom door, the lights in the house was on, the front door standing wide open.
....
I heard another noise outside the front door.... [I] looked through the ... door and I saw [Holland] bent over a black object on the ground. I looked at him and asked him, “Jerry, what is going on?” And he looked back up at me and says, “Go back to bed you don't want to know.”
Vol. IX, at 1401-02. Douglas then went into the kitchen and peered out the window: “I saw him roll[ ] this object into the back of his pick up truck and it made a loud thud sound when it hit the bed of the truck.”
On November 17, 1986, a grand jury returned an indictment against Holland for killing Krystal with “malice aforethought” while “engaged in the commission of the crime and felony of rape.” See MISS.CODE ANN. § 97-3-19(2)(e) (1972). The Grand Jury later re-indicted him for the same crime but as an habitual offender. Id. § 99-19-83 (1990 Supp.).
On November 30, 1987-after numerous hearings on pre-trial motions-Judge Kosta N. Vlahos held trial at the Adams County Circuit Court.FN1 Twelve days later, the trial concluded. The jury found Holland guilty as charged and sentenced him to death.
FN1. Holland had filed a motion in the Harrison County Circuit Court for a change of venue, which Judge Vincent Sherry had granted.
1. Issue: Whether Holland's confession should have been excluded?FN2
In the case sub judice, neither Holland nor the State disputes the trial judge's fact-finding. Accord Appellant's Brief at 27 (“[T]here is no factual dispute; the issue presented is essentially a legal question.”). Indeed, no one seems to dispute the judge's citation of law. The dispute, in essence, is whether the judge reached the right conclusion after applying relevant law to the undisputed facts. Holland contends the judge should have concluded: (1) that his question-“Don't you think I need a lawyer?”-constituted an unambiguous request for an attorney and, therefore, the officers should have ceased interrogation; alternatively (2) that his question constituted an ambiguous request and, therefore, the officers should have ceased interrogation except for that intended to clarify. Holland adds that, because improper interrogation did not cease, his “subsequently-obtained confession should be deemed inadmissible.” Appellant's Brief at 22-28. The State of course rejects Holland's contention and, basically, concurs in the trial judge's conclusion. Appellee's Brief at 17-21. Resolution of this dispute will entail an in-depth, step-by-step analysis of both evidence and relevant law.
(b) Step-By-Step Analysis of Relevant Law
(i) Step One: Was Holland's Question Ambiguous?
The first step will require a determination of whether Holland's question constituted an ambiguous invocation of his right to an attorney.
[2] [3] The constitutional principles governing custodial interrogation are well-established. One principle dictates that custodial interrogation must be preceded by advice to the putative defendant (hereinafter “defendant”) regarding the Fifth Amendment rights to remain silent and to have an attorney present. Miranda, 384 U.S. at 479, 86 S.Ct. at 1639, 16 L.Ed.2d at 726. If the right to remain silent is invoked, “the interrogation must cease.” If the right to have an attorney present is invoked, “the interrogation must cease until [one] is present.” Id., quoted in Edwards v. Arizona, 451 U.S. 477, 484-85, 101 S.Ct. 1880, 1880, 68 L.Ed.2d 378, 386 (1981); see also Smith v. Illinois, 469 U.S. 91, 95, 105 S.Ct. 490, 492, 83 L.Ed.2d 488, 493-94 (1984) ( per curiam ) (This is a “rigid prophylactic rule.”). Under either circumstance, interrogation may commence or resume in the absence of an attorney if the defendant: (1) “initiated further discussions with the police”; and (2) “knowingly and intelligently [and voluntarily] waived the right ... invoked.” Smith, 469 U.S. at 95, 105 S.Ct. at 492, 83 L.Ed.2d at 494; United States v. Gotay, 844 F.2d 971, 976 (2d Cir.1988).
As discussed, an ambiguous utterance means that any subsequent interrogation “must be limited to attempts to clarify and must not coerce or intimidate the suspect into waiving his rights.” Fouche, 833 F.2d at 1287 (citing Nash v. Estelle, 597 F.2d 513, 517-18 (5th Cir.) (en banc), cert. denied, 444 U.S. 981, 100 S.Ct. 485, 62 L.Ed.2d 409 (1979)); see Owen, 849 F.2d at 539 (“When a defendant makes an equivocal request for an attorney during a custodial interrogation, ‘the scope of the interrogation is immediately narrowed to one subject and one only. Further questioning thereafter must be limited to clarifying that request until it is clarified.’ ”) (quoting Thompson v. Wainwright, 601 F.2d 768, 771 (5th Cir.1979) (emphasis omitted); Terry v. LeFevre, 862 F.2d 409, 412 (2d Cir.1988) (“ ‘[W]hen a suspect makes an equivocal statement that arguably can be construed as a request for counsel, interrogation must cease except for narrow questions designed to clarify the earlier statement and the suspect's desire for counsel.’ ”) (quoting Gotay, 844 F.2d at 975); accord United States v. Pena, 897 F.2d 1075, 1081-82 (11th Cir.1990) (discussing analogous law pertaining to ambiguous invocation of right to remain silent) (citing cases); Delap v. Dugger, 890 F.2d 285, 290 (11th Cir.1989) (same).
In view of the foregoing, this Court concludes: (1) Holland's utterance about exercising his right to have an attorney present was ambiguous; (2) the detectives properly clarified the ambiguity; (3) Holland knowingly, intelligently, and voluntarily waived his rights; (4) Therefore, the trial judge properly admitted the confession.
1. Issue: Whether the Trial Judge's Restriction of Holland's Attempted Impeachment of a Witness and Cross-Examination of Another Witness Violated His Constitutional Rights?
This issue involves three alleged errors; they are addressed individually.
During cross-examination of Douglas, Holland asked: “Did you [Douglas] ever tell [Lester Thompson, a polygrapher] that it was on [his] mind to have sex with Krystal?” Douglas emphatically and repeatedly said, “No.” For impeachment purposes, Holland requested that he be allowed to call to the stand Lester Thompson, who allegedly would testify that Douglas had once told him that he “thought it would be nice to have sex with Krystal.” The State objected on the basis of irrelevancy, and the trial judge after much debate denied Holland's request. See generally Vol. IX, at 1503-13; Vol. XIII, at 2265-70. Holland now questions this denial.
Later in the trial, Holland asked Boyer during cross-examination whether Krystal and her former boyfriend, Bryan Anderson, had “had sexual relations ... on a regular basis.” The State objected on the basis of Miss.R.Evid. 412. Under Rule 412, “evidence of the past sexual behavior of an alleged victim is not admissible” in a criminal case “in which a person is accused of a sexual assault.” The trial judge sustained the objection. Holland now questions this decision. Vol. X at 1608-09.
Finally, Holland asked Boyer to testify about a wager which Anderson allegedly made with a friend known as “Louie.” Anderson allegedly bet that he would “sleep” with Krystal before Louie would “sleep” with a girl known as “Deedee.” Holland asked this question because he again wanted to raise the possibility that Anderson (and not Holland) may have had sex with Krystal on the night of the murder. The State objected. The judge sustained the objection after characterizing the testimony which Holland attempted to elicit as inadmissible hearsay. Vol. X, at 1610-14.
Whether the testimony would constitute inadmissible hearsay is an issue which this Court need not address. The judge's decision is affirmed on the bases discussed in the preceding sections. In other words, the testimony would have been irrelevant pursuant to Rule 401 and common sense.
The State proposed to introduce into evidence a videotape of the exhumation of Krystal's body from the site where Holland buried it and a foul-smelling wash cloth which the police found near the burial site.
i. Parties' Contentions
The video shows: (1) the road leading to the burial site, (2) the area surrounding the site, and (3) the exhumation. Holland challenges the introduction of the video because “it doesn't tend to prove [his] guilt ... in any way,” and it “would tend to inflame the jury because of the gruesome nature of the film.” Holland adds: “There is nothing there that could not or has not been testified to and has not been supported by still photo[s].” (Photos of the grave site were admitted into evidence.) In sum, Holland contends that “any probative value the video might have would be outweighed by the prejudicial effect.” Id. at 1694; see also Appellant's Brief at 48.
Both parties support their contentions regarding admissibility of the “gruesome” video by citing analogous law governing admissibility of “gruesome, inflammatory photos.” See Appellant's Brief at 49-50; Appellee's Brief at 34. In Williams v. State, Justice Sullivan summarized this law:
[G]enerally, the admissibility of photo[s] is within the sound discretion of the trial judge and the admission is proper, so long as their introduction serves some useful evidentiary purpose....
[Accordingly, w]e have repeatedly admitted photo[s] of every description with the explanation that some “probative value” is present.... Abuse of discretion is sometimes explained to be admission of photo[s] when a killing is not contradicted or denied or the corpus delicti and the identity of the deceased have been established....
Holland objected to the introduction of a white wash cloth “not only because of its appearance, but because of the ... odor coming from the article.” Holland explains that “the odor is so strong and pungent that it would [‘adversely’] effect [ sic ] the jury”; that is, “it's probative value outweighs the prejudicial effect.”
The State countered by simply stating that: “[It's an item] found in the grave site with the victim [and is p]robative for many reasons, including just the fact that it is another item found in her grave site.”
The trial judge admitted the cloth after concurring in the State's rationale.
(a) Parties' Contentions
(i)
i.
In view of this Court's holding that this case must be remanded for re-sentencing, the remaining issues will not be reached. Before concluding, this Court feels compelled to place the State on notice regarding a matter relating to the evidentiary sufficiency of the aggravating circumstance-“previously convicted of ... a felony involving the use or threat of violence to the person.” See MISS.CODE ANN. § 99-19-105(5)(b) (1990 Supp.).